Nicholas E. Burkholder

BURKHOLDER & ASSOCIATES

LEWES, DE

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CRD#: 4728289

Professional summary

Nicholas Edward Burkholder, CFP® is a registered financial advisor currently at BURKHOLDER & ASSOCIATES, LLC located in Lewes, Delaware and PRIVATE CLIENT SERVICES, LLC located in Chevy Chase, Maryland.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OFFERING SEMINARS AND WRITING ARTICLES ON FINANCIAL PLANNING TOPICS. 9210 CROSBY RD, SILVER SPRING, MD 20910. ENGAGE IN PUBLIC SPEAKING AND WRITE ARTICLES ON GENERAL FINANCIAL PLANNING CONCEPTS. OWNER. 1 HRS/MO; 1 DURING TRADING HRS. 2) INSURANCE BROKERAGE. 9210 CROSBY ROAD, SILVER SPRING, MD 20910. SELLING VARIOUS FIXED INSURANCE PRODCUTS DIRECT WITH CARRIERS, OUTSIDE OF THE PCS RELATIONSHIP. AGENT. 2 HRS/MO; 2 DURING TRADING HRS. 3) BURKHOLDER & ASSOCIATES, LLC. 9210 CROSBY RD, SILVER SPRING, MD 20910. SOLE MEMBER OF AN LLC BURKHOLDER AND ASSOCIATES, LLC. THIS IS ALSO THE ENTITY FOR MY RIA. SOLE MEMBER. 160 HRS/MO; 160 DURING TRADING HRS. 4) POWER OF ATTORNEY. 9210 CROSBY RD, SILVER SPRING, MD 20910. POWER OF ATTORNEY AND EXECUTOR OF MY WIFE'S ESTATE PLANNING DOCUMENTS. 1 HR/MO; 1 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Edward Burkholder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

April 16, 2021 - Present

BURKHOLDER & ASSOCIATES, LLC

RIA

CRD#: 313338

LEWES, DE

Current

April 21, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2 Wisconsin Circle Suite 700, Chevy Chase, MD 20815

RIA

CRD#: 120222

Chevy Chase, MD

Past

September 9, 2004 - April 22, 2021

OSAIC FA, INC.

RIA

CRD#: 3978

ROCKVILLE, MD

Past

September 9, 2004 - April 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 9, 2004 - April 22, 2021

OSAIC FA, INC.

CRD#: 3978

ROCKVILLE, MD

Past

January 12, 2004 - August 31, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROCKVILLE, MD

Past

January 1, 2004 - August 31, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 1, 2004 - August 31, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURKHOLDER & ASSOCIATES, LLC

CRD#: 313338 / SEC#: 801-120797

RIA

Registered Investment Advisory firm - (4/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/21/2021)

Delaware
(4/21/2021)

IAR

Delaware
(11/17/2023)

District of Columbia
(4/21/2021)

Florida
(4/21/2021)

Kentucky
(4/21/2021)

IAR

Maryland
(4/16/2021)

Maryland
(4/21/2021)

Massachusetts
(4/21/2021)

New Mexico
(1/13/2022)

New York
(4/21/2021)

North Carolina
(1/13/2022)

Pennsylvania
(4/21/2021)

Virginia
(4/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BURKHOLDER & ASSOCIATES, LLC

CRD#: 313338 / SEC#: 801-120797

RIA

Registered Investment Advisory firm - (4/15/2021 Approved)

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Contact information

Main Address

2 Wisconsin Circle Suite 700, Chevy Chase, MD 20815

Mailing Address

Phone number

(301) 778-9970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- BURKHOLDER & ASSOCIATES, LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	384
AUM (Assets Under Management)	$ 228,580,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas E. Burkholder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Edward Burkholder's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BURKHOLDER & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2003

FINRA

Current Firm

BURKHOLDER & ASSOCIATES, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURKHOLDER & ASSOCIATES, LLC

TRUST BUT VERIFY

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