AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ML

Michael J. Lamagna

TRAPHAGEN FINANCIAL GROUP
Oradell, NJ 07649
Some features on this profile are disabled
CRD#: 4728249
ML

Professional summary

Michael Joseph Lamagna, who also goes by Michael J Lamagna, Mike Lamagna, is a registered financial advisor currently at TRAPHAGEN FINANCIAL GROUP located in Oradell, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael J Lamagna | Mike Lamagna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Lamagna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2025 - Present

TRAPHAGEN FINANCIAL GROUP

Office #1: 234 Kinderkamack Rd, Oradell, NJ 07649
RIA
CRD#: 107764
Oradell, NJ
Past

August 2, 2022 - September 9, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Jersey City, NJ
Past

August 2, 2022 - September 9, 2025

MORGAN STANLEY

BD
CRD#: 149777
Jersey City, NJ
Past

October 1, 2015 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
Jersey City, NJ
Past

August 13, 2009 - August 6, 2015

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ
Past

August 13, 2009 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Jersey City, NJ
Past

October 24, 2007 - July 6, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

April 18, 2006 - August 20, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

March 15, 2006 - August 20, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ
Past

November 24, 2003 - April 29, 2005

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRAPHAGEN FINANCIAL GROUP
TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA
Registered Investment Advisory firm - (1/7/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/28/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/11/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 4/18/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/1/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/9/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/28/2013
General Securities Principal Examination

Current Firm

TF
TRAPHAGEN FINANCIAL GROUP
TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA
Registered Investment Advisory firm - (1/7/1999 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
234 Kinderkamack Rd, Oradell, NJ 07649
Mailing Address
Phone number
(201) 262-1040
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRAPHAGEN INVESTMENT ADVISORS LLC ADV PART 2 JANUARY 2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts1,964
AUM (Assets Under Management)$ 1,898,214,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRAPHAGEN FINANCIAL GROUP

CRD#: 107764Oradell, NJ 07649

TRUST BUT VERIFY

Monitor Michael Lamagna

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.