Robert S. Workman
Professional summary
Robert Spencer Workman is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Tucson, Arizona.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1973. Robert has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Spencer Workman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 1990 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 6812 N Oracle Road Suite 120, Tucson, AZ 85704June 23, 1986 - November 13, 1990
AMERITAS INVESTMENT COMPANY, LLC
November 13, 1973 - July 7, 1986
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/1990)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/10/1973
Registered Representative ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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