Riccardo Ronco
Professional Summary
Riccardo Ronco was a registered financial advisor. Riccardo was a previously registered financial professional and started their career in finance 2004 - 2016. Riccardo had worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 17 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
AVIATE GLOBAL (US) LLP | AVIATE GLOBAL LP | AVIATE GLOBAL LLC
Contact Information
Established
Delaware since 10/15/2012Firm Type
Other Types of Legal FormationFiscal Year End
MarchDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVIATE GLOBAL HOLDINGS LIMITED | LIMITED LIABILITY PARTNER | — |
| COHEN, GREGG HOWARD | EXECUTIVE REPRESENTATIVE | 3082699 |
| AFSHAR, HOUMAN MICHAEL MR | PARTNER | 6130088 |
| BIRCH, GERALD MICHAEL RICHARD | SALES SUPERVISOR | 1305878 |
| GEORGE, KENNETH RONALD | FINOP / CHIEF FINANCIAL OFFICER | 2643369 |
| GRIEB, JEFFREY ROBERT | PARTNER | 3068625 |
| HART, ANDREW NMN | TRADING SUPERVISOR | 3152545 |
| HART, ANDREW NMN | CHIEF COMPLIANCE OFFICER | 3152545 |
| HART, ANDREW NMN | ANTI MONEY LAUNDERING COMPLIANC OFFICER | 3152545 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2007About the Series 87 examSeries 17 — Limited Registered Representative Examination
Passed Mar 2004Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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