Riccardo Ronco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Riccardo Ronco was a registered financial professional .
Riccardo is a previously registered financial professional and started their career in finance in 2004. Riccardo had worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2010 - April 1, 2016
AVIATE GLOBAL (US) LLP
May 17, 2004 - June 5, 2009
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 3/19/2004
Limited Registered Representative ExaminationCurrent Firm
AVIATE GLOBAL (US) LLP
CRD#: 151430 / SEC#: , 8-68371
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVIATE GLOBAL HOLDINGS LIMITED | LIMITED LIABILITY PARTNER | |
| COHEN, GREGG HOWARD | EXECUTIVE REPRESENTATIVE | 3082699 |
| AFSHAR, HOUMAN MICHAEL MR | PARTNER | 6130088 |
| BIRCH, GERALD MICHAEL RICHARD | SALES SUPERVISOR | 1305878 |
| GEORGE, KENNETH RONALD | FINOP / CHIEF FINANCIAL OFFICER | 2643369 |
| GRIEB, JEFFREY ROBERT | PARTNER | 3068625 |
| HART, ANDREW NMN | TRADING SUPERVISOR | 3152545 |
| HART, ANDREW NMN | CHIEF COMPLIANCE OFFICER | 3152545 |
| HART, ANDREW NMN | ANTI MONEY LAUNDERING COMPLIANC OFFICER | 3152545 |
Red Flags
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