Matthew Gates
Professional summary
Matthew Gates, who also goes by Matt Gates, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Gates's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201January 13, 2020 - October 6, 2021
WORDEN CAPITAL MANAGEMENT LLC
March 28, 2016 - January 13, 2020
JOSEPH GUNNAR & CO. LLC
May 27, 2009 - June 19, 2015
JOSEPH GUNNAR & CO. LLC
May 15, 2009 - January 13, 2020
JOSEPH GUNNAR & CO. LLC
August 23, 2004 - June 8, 2009
LAIDLAW & COMPANY (UK) LTD.
February 24, 2004 - August 23, 2004
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2021)
(9/17/2021)
(9/17/2021)
(5/29/2025)
(9/17/2021)
(9/17/2021)
(4/17/2023)
(9/20/2021)
(3/23/2023)
(10/4/2024)
(9/20/2021)
(9/17/2021)
(9/17/2021)
(9/20/2021)
(6/23/2025)
(9/17/2021)
(4/12/2023)
(9/17/2021)
(6/12/2025)
(2/11/2022)
(9/17/2021)
(3/14/2023)
(9/17/2021)
(11/18/2021)
(9/17/2021)
(9/28/2021)
(3/20/2023)
(9/17/2021)
(9/17/2021)
(4/18/2023)
(12/20/2021)
(12/7/2021)
(4/10/2023)
(9/17/2021)
(11/19/2021)
(8/30/2023)
Exams
FINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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