PB
Patrick W. Bould
CETERA INVESTMENT ADVISERS LLC
SEWICKLEY, PA
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CRD#: 4727938
PB
Professional summary
Patrick Walter Bould is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sewickley, Pennsylvania and CETERA FINANCIAL SPECIALISTS LLC located in Sewickley, Pennsylvania.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Patrick has worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BUSINESS NAME: BOULD & ASSOCIATES P.C. CPA - NATURE OF BUSINESS: ACCOUNTING, TAX, & CONSULTING - TITLE: PRESIDENT - START DATE: 9/02 - WORK 40 HRS/WK. 2) BOULD FINANCIAL PROFESSIONALS; DBA NAME FOR TAX & INVESTMENT PRACTICE - INV. RELATED; PITTSBURGH, PA; FINANCIAL SERVICES; OWNER; SINCE 09/2012; 40 HRS/WK DURING SECURITIES TRADING HOURS: 3) N/A, NOT INVESTMENT RELATED, PITTSBURGH, PA, REAL ESTATE, STARTED 10/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; RENTAL PROPERTY: COLLECT RENT, PAY BILLS, ASSIST IN FINDING TENANTS AND REPAIRING UNITS: 4)N/A, NOT INVESTMENT RELATED, PITTSBURGH, PA, REAL ESTATE, STARTED 01/2009, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; 2 RENTAL PROPERTIES: COLLECT RENT, PAY BILLS, ASSIST IN FINDING TENANTS AND REPAIRING UNITS;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Walter Bould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SEWICKLEY, PA
Current
June 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SEWICKLEY, PA
Past
December 1, 2003 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2004)
RR
Florida(7/1/2004)
RR
Maryland(9/18/2018)
IAR
Pennsylvania(6/29/2004)
RR
Pennsylvania(6/30/2004)
RR
Virginia(7/31/2008)
RR
Washington(7/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/13/2015
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
