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Maxime L. Bodnar

TJM INVESTMENTS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4727398
MB

Professional summary

Maxime L Bodnar, who also goes by Maxime L. Bodnar, Maxime Bodnar, is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.

Maxime is registered as a RR (Registered Representative) and started their career in finance in 2004. Maxime has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maxime L. Bodnar | Maxime Bodnar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxime L Bodnar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2020 - Present

TJM INVESTMENTS, LLC

Office #1: 318 W. Adams Street Suite 900, Chicago, IL 60606
BD
CRD#: 46300
Chicago, IL
Past

October 11, 2017 - October 9, 2018

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 9, 2015 - October 2, 2017

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

May 18, 2011 - October 17, 2014

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

February 23, 2009 - April 7, 2011

ICAP SECURITIES USA LLC

BD
CRD#: 19739
JERSEY CITY, NJ
Past

July 19, 2005 - February 24, 2009

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

July 9, 2004 - November 3, 2004

SUPERFUND ASSET MANAGEMENT INC.

BD
CRD#: 112246
NEW YORK, NY
Past

January 5, 2004 - January 1, 2004

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 1, 2004 - March 31, 2004

JEFFERIES BACHE SECURITIES, LLC

BD
CRD#: 127733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/16/2020)
RR
Utah
(9/16/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 1/20/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 12/14/2018
NFA Branch Manager Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

TI
TJM INVESTMENTS, LLC
MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
318 W. Adams Street Suite 900, Chicago, IL 60606
Mailing Address
318 W. Adams Street 9th Floor, Chicago, IL 60606
Phone number
(312) 432-5100
Established
Illinois since 10/13/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TJM HOLDINGS, LLCHOLDING COMPANY
BEITLER, STEVE ALLENCHIEF EXECUTIVE OFFICER1893827
BURKE, JOHN TERRENCECHIEF OPERATING OFFICER2116593
DANG, STACY BINHCHIEF COMPLIANCE OFFICER3143275
MURPHY, THOMAS JAMESCO-MANAGER857354
RISINGER, COLLEEN SULLIVANFINOP CFO2812053
SKWERES, DENISE PAREJKOFINOP CFO5332253
WARD, BARRY DANIELMANAGING DIRECTOR1584523

Disclosures

Regulatory Event12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TJM INVESTMENTS, LLC

CRD#: 46300Chicago, IL 60606

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