Thomas J. Shannon
Professional summary
Thomas John Shannon, who also goes by Thomas John Shannon III, Thomas John Shannon, is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia and CAPITAL ONE SECURITIES, INC. located in Charlotte, North Carolina.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 5 firms and has passed the SIE, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas John Shannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2024 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102December 23, 2024 - Present
CAPITAL ONE SECURITIES, INC.
Office #1: 2151 Hawkins St Suite 1300, Charlotte, NC 28203December 23, 2024 - Present
TRIPLETREE, LLC
Office #1: 299 Park Avenue 14th Floor, New York, NY 10171March 14, 2016 - December 23, 2024
WELLS FARGO SECURITIES, LLC
June 14, 2013 - March 11, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
TRIPLETREE, LLC
CRD#: 42820 / SEC#: , 8-50015
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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