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SG

Susan J. Guerra

GUERRA INVESTMENT ADVISORS
EL PASO, TX 79912
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CRD#: 4727162
SG

Professional summary


Susan Jane Guerra, who also goes by Susan Harrison Guerra, Susan Jane Harrison, is a registered financial advisor currently at GUERRA INVESTMENT ADVISORS located in El Paso, Texas.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Susan has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Susan Harrison Guerra | Susan Jane Harrison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT ADVISOR - REUBEN E. GUERRA AND COMPANY. FEE BASED ADVISOR. INVESTMENT RELATED. FULL TIME.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Susan Jane Guerra's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 12, 2006 - Present

GUERRA INVESTMENT ADVISORS

Office #1: 5845 Cromo Drive Ste. 1, El Paso, TX 79912
RIA
CRD#: 110564
EL PASO, TX
Past

October 18, 2005 - June 13, 2006

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
DALLAS, TX
Past

November 17, 2003 - October 20, 2005

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/12/2006)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/4/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


GI
GUERRA INVESTMENT ADVISORS
GUERRA INVESTMENT ADVISORS | THE RUBEN E. RUERRA COMPANY | THE RUBEN E. GUERRA COMPANY, LLC | THE RUBEN E. GUERRA COMPANY | GUERRA, RUBEN EDWARD | GUERRA RUBEN EDWARD

CRD#: 110564 / SEC#: 801-50336

RIA
Registered Investment Advisory firm - (5/15/2012 Terminated)
New Mexico
Registered Investment Advisory firm - (2/29/2012 Approved)
Texas
Registered Investment Advisory firm - (4/20/2012 Approved)
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Contact information


Main Address
5812 Cromo Suite 203, El Paso, TX 79912
Mailing Address
Phone number
(915) 760-5551
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts117
AUM (Assets Under Management)$ 34,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUERRA INVESTMENT ADVISORS

CRD#: 110564El Paso, TX 79912

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