Susan J. Guerra
Professional summary
Susan Jane Guerra, who also goes by Susan Harrison Guerra, Susan Jane Harrison, is a registered financial advisor currently at GUERRA INVESTMENT ADVISORS located in El Paso, Texas.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Susan has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Jane Guerra's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2006 - Present
GUERRA INVESTMENT ADVISORS
Office #1: 5845 Cromo Drive Ste. 1, El Paso, TX 79912October 18, 2005 - June 13, 2006
CAMBRIDGE LEGACY SECURITIES L.L.C.
November 17, 2003 - October 20, 2005
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2006)
Exams
Current Firm
GUERRA INVESTMENT ADVISORS
CRD#: 110564 / SEC#: 801-50336
Contact information
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 34,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUERRA INVESTMENT ADVISORS
CRD#: 110564El Paso, TX 79912TRUST BUT VERIFY
Monitor Susan Guerra
Get automatic monthly alerts on: