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KH

Kristin M. Halleran

TENEO SECURITIES
New York, NY 10017
CRD#: 4726430
Some features on this profile are disabled
KH
Kristin Marie HalleranTENEO SECURITIES

Professional summary

Kristin Marie Halleran, who also goes by Kristin M Halleran, is a registered financial professional currently at TENEO SECURITIES LLC located in New York, New York and NCMG LLC located in New York, New York.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 2008. Kristin has worked at 14 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristin M Halleran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristin Marie Halleran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2021 - Present

TENEO SECURITIES LLC

Office #1: 280 Park Avenue 4th Floor, New York, NY 10017
BD
CRD#: 151256
New York, NY
Current

August 3, 2022 - Present

NCMG LLC

Office #1: 767 3rd Ave Ste 2102, New York, NY 10017Office #2: 767 3rd Ave Ste 2102, New York, NY 10017
BD
CRD#: 317428
New York, NY
Current

October 31, 2023 - Present

VAN LANSCHOT KEMPEN (USA) INC.

Office #1: 880 Third Avenue, New York, NY 10022
BD
CRD#: 38760
New York, NY
Current

June 2, 2025 - Present

UNLU SECURITIES INC.

Office #1: 250 Park Avenue Suite 7077, New York, NY 10177
BD
CRD#: 238786
NEW YORK, NY
Current

June 4, 2026 - Present

SEXTANT SECURITIES, LLC

Office #1: 600 Madison Avenue 17th Floor, New York, NY, 10022
BD
CRD#: 283937
New York, NY
Past

February 8, 2023 - May 2, 2024

GRASSROOTS ANALYTICS CAPITAL RAISE LLC

BD
CRD#: 313115
WASHINGTON, DC
Past

June 16, 2022 - October 11, 2023

CVEX MARKETS LLC

BD
CRD#: 311448
AUSTIN, TX
Past

April 22, 2022 - February 1, 2023

HIIVE MARKETS LIMITED

BD
CRD#: 316580
VANCOUVER,
Past

September 24, 2021 - February 6, 2023

PLEXUS FINANCIAL SERVICES, LLC

BD
CRD#: 153132
DEER PARK, IL
Past

March 23, 2021 - October 15, 2021

SECFI SECURITIES, LLC

BD
CRD#: 302112
NEW YORK, NY
Past

March 11, 2021 - July 9, 2021

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

April 27, 2017 - August 20, 2018

CAPITAL ONE SECURITIES, INC.

BD
CRD#: 44158
NEW ORLEANS, LA
Past

December 21, 2012 - May 13, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 1, 2008 - December 22, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 13, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 8/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

SS
SEXTANT SECURITIES, LLC
FING SECURITIES LLC | SEXTANT SECURITIES, LLC | SEXTANT CAPITAL SOLUTIONS

CRD#: 283937 / SEC#: , 8-69772

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Madison Avenue 17th Floor, New York, NY 10022
Mailing Address
600 Madison Avenue 17th Floor, New York, NY 10022
Phone number
(917) 715-5500
Established
New York since 02/29/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MERCHANT ASSET MANAGEMENT, LLCMEMBER
DALY, PATRICK LEOCEO2186449
FOX, GERHARD ROBERTCCO2796860
ROCHE, PASCALFINOP/PFO/POO5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEXTANT SECURITIES, LLC

CRD#: 283937New York, NY 10017

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