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JP

Joel E. Padowitz

PALLADIUM CAPITAL GROUP
Bet Shemesh,
Some features on this profile are disabled
CRD#: 4725316
JP

Professional summary

Joel Eugen Padowitz is a registered financial professional currently at PALLADIUM CAPITAL GROUP, LLC .

Joel is registered as a RR (Registered Representative) and started their career in finance in 2004. Joel has worked at 1 firm and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Eugen Padowitz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2004 - Present

PALLADIUM CAPITAL GROUP, LLC

BD
CRD#: 129400
Bet Shemesh,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2010)
RR
Florida
(11/2/2010)
RR
Illinois
(4/18/2013)
RR
New Jersey
(5/14/2024)
RR
New York
(4/22/2004)
RR
Texas
(12/3/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/30/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/15/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PALLADIUM CAPITAL GROUP, LLC
PALLADIUM CAPITAL ADVISORS CORP. | PALLADIUM CAPITAL GROUP, LLC | PALLADIUM CAPITAL ADVISORS, LLC

CRD#: 129400 / SEC#: , 8-66223

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
152 West 57th Floor 24, New York, NY 10019
Mailing Address
P O Box 5, Poolesville, MD 20837
Phone number
(617) 271-6736
Established
Delaware since 05/13/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KURLAND, AKIVA JOSEPHMEMBER5366252
LAZARUS, MARILYN NMIMEMBER5447746
LAZARUS, NORMAN MICHAELMEMBER7172324
PADOWITZ, JOEL EUGENMEMBER4725316
MOCH, TAMARA ROSALIEMEMBER7172315
BUCKLEY, ANNE PAULCHIEF COMPLIANCE OFFICER1781079
MEDREZ, NATANPARTIAL OWNER4792730
PALLADIUM HOLDINGS, LLCPARTIAL OWNER
ROOZ, EFRAIMPARTIAL OWNER5823833
SLOVIN, MARK ADAMCHIEF FINANCIAL OFFICER AND FINOP6786999
WEINBERG, ILAN JOSHUAPARTIAL OWNER2354293

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALLADIUM CAPITAL GROUP, LLC

CRD#: 129400Bet Shemesh

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