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AO

Alfonso Osorio

SEAVIEW INVESTMENT MANAGERS
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 4725282
AO

Professional summary

Alfonso Osorio, who also goes by Alfonso Osorio Sotillo, Alfonso Osoriosotillo, is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida.

Alfonso is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Alfonso has worked at 8 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alfonso Osorio Sotillo | Alfonso Osoriosotillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfonso Osorio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2024 - Present

SEAVIEW INVESTMENT MANAGERS LLC

Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
RIA
CRD#: 300155
Coral Gables, FL
Past

March 24, 2022 - October 9, 2023

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

RIA
CRD#: 305680
MIAMI, FL
Past

March 15, 2022 - October 9, 2023

CG COMPASS (USA) LLC

BD
CRD#: 129837
Miami, FL
Past

October 20, 2020 - February 23, 2022

GLOBAL KANDOR ADVISORS, LLC

RIA
CRD#: 308452
MIAMI, FL
Past

November 5, 2019 - October 22, 2020

INSIGNEO WEALTH ADVISORS, LLC

RIA
CRD#: 112706
MIAMI, FL
Past

August 15, 2019 - October 22, 2020

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

May 14, 2012 - June 20, 2019

AMERANT INVESTMENTS, INC.

RIA
CRD#: 117284
CORAL GABLES, FL
Past

May 14, 2012 - June 20, 2019

AMERANT INVESTMENTS, INC.

BD
CRD#: 117284
CORAL GABLES, FL
Past

November 25, 2003 - November 14, 2011

VSI SECURITIES, INC.

BD
CRD#: 114419
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/12/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/24/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2004
General Securities Principal Examination

Current Firm

SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)
PREMIUM
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Contact information

Main Address
2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 330-2332
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEAVIEW INVESTMENT MANAGERS LLC - ADV PART 2A BROCHURE (3/18/2026)

Regulatory assets under management

Total Number of Accounts1,597
AUM (Assets Under Management)$ 1,369,637,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAVIEW INVESTMENT MANAGERS LLC

CRD#: 300155Coral Gables, FL 33134

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