Alfonso Osorio

SEAVIEW INVESTMENT MANAGERS LLC

Coral Gables, FL 33134

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CRD#: 4725282

Professional summary

Alfonso Osorio, who also goes by Alfonso Osorio Sotillo, Alfonso Osoriosotillo, is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida.

Alfonso is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Alfonso has worked at 8 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alfonso Osorio Sotillo | Alfonso Osoriosotillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compass Group Investments Solutions LLC; Investment Related; 1441 Brickell Ave. Suite 1430 Miami, FL 33131; Registered Investment Advisor; Senior Client Service and Sales Support; 02/2022; 80 hrs per month; 4 hrs during trading; Assist Investment advisors with paperwork for client onboarding. Record trades in order management system. Assist with other operational tasks (settlements, wire transfers, etc.).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfonso Osorio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2024 - Present

SEAVIEW INVESTMENT MANAGERS LLC

Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134

RIA

CRD#: 300155

Coral Gables, FL

Past

March 24, 2022 - October 9, 2023

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

RIA

CRD#: 305680

MIAMI, FL

Past

March 15, 2022 - October 9, 2023

CG COMPASS (USA) LLC

CRD#: 129837

Miami, FL

Past

October 20, 2020 - February 23, 2022

GLOBAL KANDOR ADVISORS, LLC

RIA

CRD#: 308452

MIAMI, FL

Past

November 5, 2019 - October 22, 2020

INSIGNEO WEALTH ADVISORS, LLC

RIA

CRD#: 112706

MIAMI, FL

Past

August 15, 2019 - October 22, 2020

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

May 14, 2012 - June 20, 2019

AMERANT INVESTMENTS, INC.

RIA

CRD#: 117284

CORAL GABLES, FL

Past

May 14, 2012 - June 20, 2019

AMERANT INVESTMENTS, INC.

CRD#: 117284

CORAL GABLES, FL

Past

November 25, 2003 - November 14, 2011

VSI SECURITIES, INC.

CRD#: 114419

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEAVIEW INVESTMENT MANAGERS LLC

CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA

Registered Investment Advisory firm - (4/9/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/12/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/24/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/2004

General Securities Principal Examination

Current Firm

SEAVIEW INVESTMENT MANAGERS LLC

CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA

Registered Investment Advisory firm - (4/9/2019 Approved)

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Contact information

Main Address

2 Alhambra Plaza Suite 802, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 330-2332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEAVIEW INVESTMENT MANAGERS LLC - ADV PART 2A BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 1,433,422,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alfonso Osorio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfonso Osorio's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CG COMPASS (USA) LLC

GLOBAL KANDOR ADVISORS, LLC

INSIGNEO WEALTH ADVISORS, LLC

INSIGNEO SECURITIES, LLC

AMERANT INVESTMENTS, INC.

AMERANT INVESTMENTS, INC.

VSI SECURITIES, INC.

Primary Firm SEC Registration

SEAVIEW INVESTMENT MANAGERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2011

SIE

Date: 10/1/2018

Series 55

Date: 12/12/2005

Series 7

Date: 11/24/2003

Series 24

Date: 1/20/2004

Current Firm

SEAVIEW INVESTMENT MANAGERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEAVIEW INVESTMENT MANAGERS LLC

TRUST BUT VERIFY

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