Tammy W. Holt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Woodring Holt, who also goes by Tammy Gwen Woodring, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2004. Tammy had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2008 - June 10, 2019
CREDIT UNION INVESTMENT SERVICES
August 25, 2008 - June 10, 2019
SECU BROKERAGE SERVICES
November 2, 2006 - October 5, 2007
SECU BROKERAGE SERVICES
January 19, 2004 - April 20, 2006
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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