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EH

Eric L. Hopkins

SLC MANAGEMENT
WELLESLEY HILLS, MA 02481-5699
Some features on this profile are disabled
CRD#: 4723776
EH

Professional summary

Eric Lawrence Hopkins is a registered financial advisor currently at SLC MANAGEMENT located in Wellesley Hills, Massachusetts and SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC located in Wellesley Hills, Massachusetts.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 62, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Lawrence Hopkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2025 - Present

SLC MANAGEMENT

Office #1: 96 Worcester Street, Wellesley Hills, MA 02481-5699
RIA
CRD#: 109684
WELLESLEY HILLS, MA
Current

May 7, 2024 - Present

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

Office #1: 96 Worcester Street, Wellesley Hills, MA 02481
BD
CRD#: 170062
Wellesley Hills, MA
Past

September 28, 2020 - April 30, 2024

EQUITY SERVICES, INC.

RIA
CRD#: 265
MARSHFIELD, MA
Past

September 28, 2020 - April 30, 2024

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

January 18, 2017 - September 28, 2020

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
Dorchester, MA
Past

November 15, 2016 - September 28, 2020

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Dorchester, MA
Past

June 13, 2016 - November 14, 2016

NATIXIS ADVISORS, LLC

RIA
CRD#: 106800
BOSTON, MA
Past

June 7, 2016 - November 14, 2016

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

September 3, 2013 - June 3, 2016

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
DORCHESTER, MA
Past

September 3, 2013 - June 3, 2016

SANTANDER SECURITIES LLC

BD
CRD#: 41791
DORCHESTER, MA
Past

June 19, 2012 - August 29, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
BOSTON, MA
Past

June 10, 2011 - August 29, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
BOSTON, MA
Past

June 10, 2008 - May 13, 2011

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
BOSTON, MA
Past

June 10, 2008 - May 13, 2011

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
BOSTON, MA
Past

June 10, 2008 - May 13, 2011

NEW ENGLAND SECURITIES

BD
CRD#: 615
BOSTON, MA
Past

June 10, 2008 - May 13, 2011

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
BOSTON, MA
Past

February 20, 2008 - May 13, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SLC MANAGEMENT
SLC FIXED INCOME | SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC | SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | SUN CAPITAL ADVISERS LLC | SUN CAPITAL ADVISERS INC. | SLC MANAGEMENT

CRD#: 109684 / SEC#: 801-39938

RIA
Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/7/2024)
IAR
Massachusetts
(1/14/2025)
RR
Nebraska
(5/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/5/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/5/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/19/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/16/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/27/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/15/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/10/2008
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SM
SLC MANAGEMENT
SLC FIXED INCOME | SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC | SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | SUN CAPITAL ADVISERS LLC | SUN CAPITAL ADVISERS INC. | SLC MANAGEMENT

CRD#: 109684 / SEC#: 801-39938

RIA
Registered Investment Advisory firm - (10/28/1991 Approved)
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Contact information

Main Address
96 Worcester Street, Wellesley Hills, MA 02481-5699
Mailing Address
Phone number
(781) 446-1903
Established
Firm type
Fiscal year end
# of Employees
225

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts836
AUM (Assets Under Management)$ 69,137,218,933

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/04/2025
Cover Page
Report
01/05/2024
Cover Page
Report
03/01/2023
Cover Page
Report
06/23/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SLC MANAGEMENT

CRD#: 109684Wellesley Hills, MA 02481-5699

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