CK
Chad E. Kannady
CETERA INVESTMENT ADVISERS
DENHAM SPRINGS, LA 70726
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CRD#: 4723190
CK
Chad Edward KannadyCETERA INVESTMENT ADVISERS
Professional summary
Chad Edward Kannady is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denham Springs, Louisiana and CETERA INVESTMENT SERVICES LLC located in Denham Springs, Louisiana.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Chad has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Edward Kannady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 525 Florida Avenue Sw, Denham Springs, LA 70726RIA
CRD#: 105644
DENHAM SPRINGS, LA
Current
August 10, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 525 Florida Avenue Sw, Denham Springs, LA 70726BD
CRD#: 15340
DENHAM SPRINGS, LA
Past
October 24, 2007 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
DENHAM SPRINGS, LA
Past
March 29, 2006 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
DENHAM SPRINGS, LA
Past
August 4, 2004 - February 9, 2006
CAPITAL ONE INVESTMENTS, LLC
BD
CRD#: 17526
NEW ORLEANS, LA
Past
March 9, 2004 - July 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OKLAHOMA CITY, OK
Past
December 17, 2003 - July 12, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 17, 2003 - July 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2022)
RR
Alaska(8/10/2022)
RR
Arizona(8/10/2022)
RR
Arkansas(8/10/2022)
RR
California(8/10/2022)
RR
Colorado(8/10/2022)
RR
Connecticut(8/10/2022)
RR
Delaware(8/10/2022)
RR
District of Columbia(8/10/2022)
RR
Florida(8/10/2022)
RR
Georgia(8/10/2022)
RR
Hawaii(8/10/2022)
RR
Idaho(8/10/2022)
RR
Illinois(8/10/2022)
RR
Indiana(8/10/2022)
RR
Iowa(8/10/2022)
RR
Kansas(8/10/2022)
RR
Kentucky(8/10/2022)
RR
Louisiana(8/10/2022)
IAR
Louisiana(8/10/2022)
RR
Maine(8/10/2022)
RR
Maryland(8/10/2022)
RR
Massachusetts(8/10/2022)
RR
Michigan(8/10/2022)
RR
Minnesota(8/10/2022)
RR
Mississippi(8/10/2022)
RR
Missouri(8/10/2022)
RR
Montana(8/10/2022)
RR
Nebraska(8/10/2022)
RR
Nevada(8/10/2022)
RR
New Hampshire(8/10/2022)
RR
New Jersey(8/10/2022)
RR
New Mexico(8/10/2022)
RR
New York(8/10/2022)
RR
North Carolina(8/10/2022)
RR
North Dakota(8/10/2022)
RR
Ohio(8/10/2022)
RR
Oklahoma(8/10/2022)
RR
Oregon(8/10/2022)
RR
Pennsylvania(8/10/2022)
RR
Rhode Island(8/10/2022)
RR
South Carolina(8/10/2022)
RR
South Dakota(8/10/2022)
RR
Tennessee(8/10/2022)
RR
Texas(8/10/2022)
IAR
Texas(8/10/2022)
RR
Utah(8/10/2022)
RR
Vermont(8/10/2022)
RR
Virginia(8/10/2022)
RR
Washington(8/10/2022)
RR
West Virginia(8/10/2022)
RR
Wisconsin(8/10/2022)
RR
Wyoming(8/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Denham Springs, LA 70726TRUST BUT VERIFY
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