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KA

Katherine A. Anderson

K CAPITAL LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4723171
KA

Professional summary

Katherine Alice Anderson, who also goes by Katy Ryniec, is a registered financial professional currently at K CAPITAL LLC located in New York, New York and CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida.

Katherine is registered as a RR (Registered Representative) and started their career in finance in 2007. Katherine has worked at 17 firms and has passed the Series 99TO, SIE, Series 28 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Katy Ryniec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katherine Alice Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2008 - Present

K CAPITAL LLC

Office #1: 805 Third Avenue Floor 14, New York, NY 10022
BD
CRD#: 147191
New York, NY
Current

April 26, 2011 - Present

CROSSTREE CAPITAL SECURITIES, LLC

Office #1: 4830 W Kennedy Blvd Suite 600, Tampa, FL 33609
BD
CRD#: 154675
TAMPA, FL
Current

June 1, 2011 - Present

NORTHWEST INVESTMENT ADVISORS, INC.

Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201
RIA
BD
CRD#: 109737
Spokane, WA
Current

October 22, 2012 - Present

HARKEN CAPITAL SECURITIES, LLC

Office #1: 16 Ann Vinal Road, Scituate, MA 02066
BD
CRD#: 163749
Scituate, MA
Current

August 20, 2014 - Present

TRUTORO

Office #1: 2201 Washington Ave Ste 2, Conway, AR 72032
RIA
BD
CRD#: 169291
Conway, AR
Current

July 12, 2019 - Present

FENIX SECURITIES, LLC

Office #1: One World Trade Center 85th Floor, New York, NY, 10007
BD
CRD#: 159481
New York, NY
Current

July 6, 2023 - Present

AUDACITY CAPITAL PARTNERS LLC

Office #1: 26455 Riverrock Way, Santa Clarita, CA 91350
BD
CRD#: 324164
Santa Clarita, CA
Past

February 5, 2018 - April 3, 2019

FENIX SECURITIES, LLC

BD
CRD#: 159481
NEW YORK, NY
Past

April 23, 2015 - July 19, 2016

TRILOMA SECURITIES, LLC

BD
CRD#: 173059
WINTER PARK, FL
Past

July 11, 2014 - July 1, 2015

PARSONEX CAPITAL MARKETS, LLC

BD
CRD#: 169578
ENGLEWOOD, CO
Past

May 6, 2014 - November 20, 2014

PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC

BD
CRD#: 43772
STAMFORD, CT
Past

September 25, 2013 - December 28, 2015

BERKADIA CAPITAL MARKETS LLC

BD
CRD#: 167379
THE PLAINS, VA
Past

April 26, 2011 - December 9, 2014

TORSIELLO SECURITIES, INC.

BD
CRD#: 130129
NEW YORK, NY
Past

December 23, 2009 - December 15, 2010

MENSURA SECURITIES, LLC

BD
CRD#: 150064
ATLANTA, GA
Past

November 13, 2007 - April 4, 2012

ENERGY HUNTER SECURITIES, INC.

BD
CRD#: 131510
HOUSTON, TX
Past

October 29, 2007 - July 29, 2008

CCF INVESTMENTS, INC.

BD
CRD#: 136571
GREENSBORO, GA
Past

October 29, 2007 - May 18, 2010

MCMG CAPITAL ADVISORS, INC.

BD
CRD#: 103871
RICHMOND, VA
Past

October 29, 2007 - February 18, 2011

SILVER STEEP PARTNERS, LLC

BD
CRD#: 143053
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/17/2011)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/26/2007
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AUDACITY CAPITAL PARTNERS LLC
AUDACITY CAPITAL PARTNERS LLC

CRD#: 324164 / SEC#: , 8-71018

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26455 Riverrock Way, Santa Clarita, CA 91350
Mailing Address
10866 Wilshire Blvd 4th Floor, Los Angeles, CA, 90024
Phone number
(818) 489-1316
Established
California since 01/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHIPPY, JEFFREY SCOTTPRESIDENT/CEO/CCO4845944
ANDERSON, KATHERINE ALICEFINOP/CFO4723171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUDACITY CAPITAL PARTNERS LLC

CRD#: 324164New York, NY 10022

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