Bruce C. Woodruff
Professional summary
Bruce Crandall Woodruff is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orlando, Florida and CETERA WEALTH SERVICES, LLC located in Orlando, Florida.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Bruce has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Crandall Woodruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3101 Maguire Blvd, Ste 256, Orlando, FL 32803May 27, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3101 Maguire Blvd Ste 256, Orlando, FL 32803May 28, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
May 24, 2017 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
August 12, 1971 - January 1, 2004
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2021)
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(5/27/2021)
(4/12/2023)
(6/10/2021)
(7/11/2023)
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(5/17/2023)
(6/10/2021)
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(6/11/2021)
(6/10/2021)
(6/29/2023)
(6/10/2021)
(6/10/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/9/1971
Registered Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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