Brian K. Atchley

TRI-LAKES FINANCIAL SERVICES, L.L.C.

Forsyth, MO 65653

Some features on this profile are disabled

CRD#: 4723050

Professional summary

Brian Keith Atchley is a registered financial advisor currently at TRI-LAKES FINANCIAL SERVICES, L.L.C. located in Forsyth, Missouri and CONVERGENCE FINANCIAL located in Forsyth, Missouri.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Advisor for Tri-Lakes Financial Services, LLC 160 hours per month AZTEC WONDER SOIL AMENDMENTS 1 HOUR PER MONTH TRI LAKES ACCOUNTING 08 HOUR PER MONTH TRI LAKES ORCHARDS 100 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Atchley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2015 - Present

TRI-LAKES FINANCIAL SERVICES, L.L.C.

Office #1: 15920b Us Hwy 160, Forsyth, MO 65653

RIA

CRD#: 148676

Forsyth, MO

Current

October 14, 2025 - Present

CONVERGENCE FINANCIAL

Office #1: 15920b Us Hwy 160, Forsyth, MO 65653

RIA

CRD#: 304146

Forsyth, MO

Past

November 13, 2008 - December 31, 2014

TRI-LAKES FINANCIAL SERVICES, L.L.C.

RIA

CRD#: 148676

FORSYTH, MO

Past

July 19, 2005 - November 5, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

FORSYTH, MO

Past

April 15, 2004 - November 5, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FORSYTH, MO

Past

January 1, 2004 - March 9, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONVERGENCE FINANCIAL

CRD#: 304146 / SEC#: 801-116738

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/2003

General Securities Representative Examination

Current Firm

CONVERGENCE FINANCIAL

CRD#: 304146 / SEC#: 801-116738

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3919 S. Providence Road, Columbia, MO 65203

Mailing Address

Phone number

(573) 818-2264

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONVERGENCE FINANCIAL 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,609
AUM (Assets Under Management)	$ 703,445,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Matthew Hudzina

MORGAN STANLEY

Alpharetta, GA

Trennon Udall

SEVENSUEDE INVESTMENT ADVISOR

IAR

Mesa, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian K. Atchley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Atchley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONVERGENCE FINANCIAL

TRI-LAKES FINANCIAL SERVICES, L.L.C.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

CONVERGENCE FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2005

Series 63

Date: 1/2/2004

Series 7

Date: 12/29/2003

Current Firm

CONVERGENCE FINANCIAL

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONVERGENCE FINANCIAL

TRUST BUT VERIFY

Similar Advisors