Ann M. Covington

COVINGTONALSINA

JACKSONVILLE, FL 32204

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CRD#: 4723049

Professional summary

Ann M. Covington, CFP®, CLU®, CPWA®, who also goes by Ann Covington Alsina, Ann Merle Covington, is a registered financial advisor currently at COVINGTONALSINA located in Jacksonville, Florida.

Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ann has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ann Covington Alsina | Ann Merle Covington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/12/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 20% - Sales of fixed life, health, disability, long term care insurance and fixed annuities. 2. 9/27/2016: The Annapolis Cotillion, LLC - Not investment Related - Location/Address: Varies; events held at schools and clubs. - Other - Business Owner - Owner/Operator - Start 11/01/2016 - 3 Hours Per Month/0 Hours During Securities Trading - Sole employee. Offer dance and etiquette lessons over a series of evenings during the school year. 3. 9/8/2020 - CovingtonAlsina Tax Services, LLC - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 01/15/16 - 1 Hour Per Month During Securities Trading - Offer tax preparation services only. 4. 10/5/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/15/2021 - 5 Hours Per Month During Securities Trading. 5. 10/7/2021 - KC Holdings, LLC - Investment Related - 67 West Street, Annapolis, MD 21401 - Real Estate Rental - Started 06/21/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Ownership of commercial real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann M. Covington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CLU^®

Chartered Life Underwriter

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-04-05

Expire date: 2023-03-31

Experience

Current

June 26, 2023 - Present

COVINGTONALSINA

Office #1: 2114 Oak Street, Jacksonville, FL 32204

RIA

CRD#: 326810

JACKSONVILLE, FL

Past

February 7, 2018 - December 31, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

ANNAPOLIS, MD

Past

May 17, 2016 - June 26, 2023

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

Annapolis, MD

Past

July 16, 2012 - December 23, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

ANNAPOLIS, MD

Past

July 16, 2012 - July 19, 2022

LPL FINANCIAL LLC

CRD#: 6413

ANNAPOLIS, MD

Past

January 16, 2007 - July 20, 2012

OSAIC FS, INC.

RIA

CRD#: 3870

ANNAPOLIS, MD

Past

August 18, 2005 - July 20, 2012

OSAIC FS, INC.

CRD#: 3870

ANNAPOLIS, MD

Past

December 12, 2003 - July 21, 2005

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVINGTONALSINA

COVINGTONALSINA | COVINGTONALSINA, LLC

CRD#: 326810 / SEC#: 801-128186

RIA

Registered Investment Advisory firm - (6/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/5/2023)

IAR

Maryland
(6/26/2023)

IAR

Texas
(6/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COVINGTONALSINA

COVINGTONALSINA | COVINGTONALSINA, LLC

CRD#: 326810 / SEC#: 801-128186

RIA

Registered Investment Advisory firm - (6/20/2023 Approved)

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Contact information

Main Address

2114 Oak Street, Jacksonville, FL 32204

Mailing Address

Phone number

(410) 457-7165

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- COVINGTONALSINA (7/25/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 189,339,339

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ann M. Covington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann M. Covington's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

COVINGTONALSINA

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2006

Series 63

Date: 12/11/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2006

Series 6

Date: 12/11/2003

Current Firm

COVINGTONALSINA

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COVINGTONALSINA

TRUST BUT VERIFY

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