Mark F. Shoemaker

BSIAS ADVISORS

Anaheim, CA 92808

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CRD#: 4722872

Professional summary

Mark Franklin Shoemaker is a registered financial advisor currently at BSIAS ADVISORS, LLC located in Anaheim, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 3 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Franklin Shoemaker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2004 - Present

BSIAS ADVISORS, LLC

Office #1: 155 N. Riverview Drive # 122, Anaheim, CA 92808

RIA

CRD#: 128576

Anaheim, CA

Past

August 16, 2004 - July 25, 2005

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

August 12, 2004 - September 14, 2004

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2004)

IAR

Nevada
(8/6/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/30/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/2004

General Securities Representative Examination

Current Firm

BSIAS ADVISORS, LLC

BROWN-SHOEMAKER | BSIAS ADVISORS, LLC | BROWN-SHOEMAKER, INVESTMENT ADVISORY SERVICES, LLC

CRD#: 128576 / SEC#:

California

Registered Investment Advisory firm - (3/30/2004 Approved)

Nevada

Registered Investment Advisory firm - (8/6/2009 Approved)

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Contact information

Main Address

155 N. Riverview Drive # 122, Anaheim, CA 92808

Mailing Address

Phone number

(714) 769-9130

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 50,901,276

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark F. Shoemaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Franklin Shoemaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BSIAS ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2004

Series 65

Date: 7/30/2003

Series 7

Date: 8/11/2004

Current Firm

BSIAS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BSIAS ADVISORS, LLC

TRUST BUT VERIFY

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