MS

Mark F. Shoemaker

BSIAS ADVISORS
Anaheim, CA 92808
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CRD#: 4722872
MS

Professional summary


Mark Franklin Shoemaker is a registered financial advisor currently at BSIAS ADVISORS, LLC located in Anaheim, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 3 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Mark Franklin Shoemaker's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 30, 2004 - Present

BSIAS ADVISORS, LLC

Office #1: 155 N. Riverview Drive # 122, Anaheim, CA 92808
RIA
CRD#: 128576
Anaheim, CA
Past

August 16, 2004 - July 25, 2005

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ALBANY, NY
Past

August 12, 2004 - September 14, 2004

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/30/2004)
IAR
Nevada
(8/6/2009)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


BA
BSIAS ADVISORS, LLC
BROWN-SHOEMAKER | BSIAS ADVISORS, LLC | BROWN-SHOEMAKER, INVESTMENT ADVISORY SERVICES, LLC

CRD#: 128576 / SEC#:

California
Registered Investment Advisory firm - (3/30/2004 Approved)
Nevada
Registered Investment Advisory firm - (8/6/2009 Approved)
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Contact information


Main Address
155 N. Riverview Drive # 122, Anaheim, CA 92808
Mailing Address
Phone number
(714) 769-9130
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts75
AUM (Assets Under Management)$ 50,901,276

Red Flags


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Company Information


BSIAS ADVISORS, LLC

CRD#: 128576Anaheim, CA 92808

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