KT
Kiak X. Tae
GARDENA FINANCIAL RETIREMENT ADVISORS
Gardena, CA 90247
Some features on this profile are disabled
CRD#: 4722734
KT
Professional summary
Kiak X Tae, who also goes by Kiak Tae, is a registered financial advisor currently at GARDENA FINANCIAL RETIREMENT ADVISORS located in Gardena, California.
Kiak is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kiak has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kiak Tae
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS: ITS Financial Group Inc.
IS BUSINESS IS INVESTMENT-RELATE: NOT INVESTMENT RELATED
ADDRESS OF THE OTHER BUSINESS: 1516 W. Redondo Beach Blvd, GARDENA, CA 90247
NATURE OF THE OTHER BUSINESS: INCOME TAX PREPARATION,NOTARY, LIVE SCAN
YOUR POSITION: CO-OWNER WITH SISTER KATIE TAE (SHE IS NOT INVOLVE WITH THE SECURITIES/INVESTMENT SIDE)
TITLE: OWNER
RELATIONSHIP WITH OTHER BUSINESS: NOT RELATED
START DATE: 12/1/11
HOURS DEVOTED: 55 HOUR
DUTIES: ADMINISTRATIVE SUPPORT TO ACCOUNTANT KATIE TAE
NAME OF THE OTHER BUSINESS: TAESURANCE
IS BUSINESS IS INVESTMENT-RELATE: NOT INVESTMENT RELATED
ADDRESS OF THE OTHER BUSINESS: 1516 W. Redondo Beach Blvd, GARDENA, CA 90247
NATURE OF THE OTHER BUSINESS: SELL LIFE AND HEALTH INSURANCE
YOUR POSITION: INSURANCE AGENT/BROKER
TITLE: BROKER/AGENT
RELATIONSHIP WITH OTHER BUSINESS: NONE
START DATE: 12/1/11
HOURS DEVOTED: 3 HOUR
DUTIES: ADVISE CLIENTS ON INSURANCE NEED
NAME OF THE OTHER BUSINESS KXT REAL ESTATE
IS BUSINESS IS INVESTMENT-RELATE: NOT INVESTMENT RELATED
ADDRESS OF THE OTHER BUSINESS: 1516 W. Redondo Beach Blvd, GARDENA, CA 90247
NATURE OF THE OTHER BUSINESS: REPRESENT BUYER IN PURCHASING HOME, REPRESENT HOMEOWNER IN SELLING HOME
YOUR POSITION: OWNER
TITLE: REAL ESTATE BROKER
RELATIONSHIP WITH OTHER BUSINESS: NONE
START DATE: 12/1/11
HOURS DEVOTED: 2 HOUR
DUTIES: SHOW BUYER HOMES
NAME OF THE OTHER BUSINESS FUSION LOAN ADVISORS
IS BUSINESS IS INVESTMENT-RELATE: NOT INVESTMENT RELATED
ADDRESS OF THE OTHER BUSINESS: 1516 W. Redondo Beach Blvd, GARDENA, CA 90247
NATURE OF THE OTHER BUSINESS: HELP BORROWERS OBTAIN HOME LOAN
YOUR POSITION: LOAN ORIGINATOR
TITLE: OWNER/LOAN BROKER
RELATIONSHIP WITH OTHER BUSINESS: NONE
START DATE: 12/1/11
HOURS DEVOTED: 2 HOURS
DUTIES: HELP CLIENTS FIND THE APPROPRIATE HOME LOAN
CRS (Client Relationship Summary) - RIA
Click below to view Kiak X Tae's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2012 - Present
GARDENA FINANCIAL RETIREMENT ADVISORS
Office #1: 1516 W Redondo Beach Blvd, Gardena, CA 90247RIA
CRD#: 160412
Gardena, CA
Past
August 17, 2009 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TORRANCE, CA
Past
August 17, 2009 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TORRANCE, CA
Past
December 11, 2008 - August 4, 2009
FINANCIAL WEST GROUP
RIA
CRD#: 16668
NORTHRIDGE, CA
Past
December 11, 2008 - August 4, 2009
FINANCIAL WEST GROUP
BD
CRD#: 16668
NORTHRIDGE, CA
Past
January 3, 2006 - December 15, 2008
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
NORTH HOLLYWOOD, CA
Past
March 1, 2005 - December 31, 2005
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
NORTH HOLLYWOOD, CA
Past
February 11, 2005 - December 15, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
NORTH HOLLYWOOD, CA
Past
December 2, 2003 - February 18, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/8/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GF
GARDENA FINANCIAL RETIREMENT ADVISORS
CALIFORNIA NURSES RETIREMENT ADVISORS | TAEVESTMENT LLC | TAEVESTMENT | SCHOOL EMPLOYEES RETIREMENT ADVISORS | LA EMPLOYEES RETIREMENT ADVISORS | GARDENA FINANCIAL RETIREMENT ADVISORS
CRD#: 160412 / SEC#:
California
Registered Investment Advisory firm - (3/8/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1516 W Redondo Beach Blvd, Gardena, CA 90247
Mailing Address
Phone number
(424) 999-8829
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 15,673,776 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
