Kiak X. Tae
Professional summary
Kiak X Tae, who also goes by Kiak Tae, is a registered financial advisor currently at GARDENA FINANCIAL RETIREMENT ADVISORS located in Gardena, California.
Kiak is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kiak has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kiak X Tae's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2012 - Present
GARDENA FINANCIAL RETIREMENT ADVISORS
Office #1: 1516 W Redondo Beach Blvd, Gardena, CA 90247August 17, 2009 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
August 17, 2009 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
December 11, 2008 - August 4, 2009
FINANCIAL WEST GROUP
December 11, 2008 - August 4, 2009
FINANCIAL WEST GROUP
January 3, 2006 - December 15, 2008
FSC SECURITIES CORPORATION
March 1, 2005 - December 31, 2005
FSC SECURITIES CORPORATION
February 11, 2005 - December 15, 2008
FSC SECURITIES CORPORATION
December 2, 2003 - February 18, 2005
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2012)
Exams
Current Firm
GARDENA FINANCIAL RETIREMENT ADVISORS
CRD#: 160412 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 17,937,465 |
Red Flags
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