Micaela L. Kerr
Professional summary
Micaela Louise Kerr, CIMA®, who also goes by Micaela Louise Duran, Micaela Louise Kerr, Micaela L Kerr, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in New York, New York.
Micaela is registered as a RR (Registered Representative) and started their career in finance in 2005. Micaela has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Micaela Louise Kerr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
NUVEEN SECURITIES, LLC
Office #1: 730 Third Ave, New York, NY 10017November 7, 2011 - December 8, 2021
FS INVESTMENT SOLUTIONS, LLC
July 18, 2005 - November 9, 2011
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
