Gregory S. Jordan
Professional summary
Gregory Scott Jordan, CFP®, who also goes by Scott Jordan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Germantown, Tennessee and CETERA WEALTH SERVICES, LLC located in Germantown, Tennessee.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Scott Jordan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2176 West St Ste 100, Germantown, TN 38138August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2176 West Street Suite 100, Germantown, TN 38138October 7, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
September 18, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
May 18, 2011 - August 8, 2012
TRUIST INVESTMENT SERVICES, INC.
May 18, 2011 - August 8, 2012
TRUIST INVESTMENT SERVICES, INC.
July 24, 2008 - February 4, 2010
PARK AVENUE SECURITIES LLC
May 12, 2008 - February 4, 2010
PARK AVENUE SECURITIES LLC
February 16, 2007 - March 7, 2008
MSI FINANCIAL SERVICES, INC.
December 19, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 19, 2003 - March 7, 2008
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
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(3/28/2025)
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(6/24/2024)
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Germantown, TN 38138TRUST BUT VERIFY
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