Michael J. Murphy
Professional summary
Michael Jeremiah Murphy, who also goes by Michael J. Murphy, Michael Jeremiah Murphy, Mike Murphy, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Williamsville, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Jeremiah Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1325 Millersport Hwy Ste 107, Williamsville, NY 14221-2905February 12, 2020 - December 31, 2021
ALLSTATE FINANCIAL SERVICES, LLC
September 22, 2008 - September 4, 2012
BARCLAYS CAPITAL INC.
May 14, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
October 22, 2004 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
June 29, 2004 - October 11, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2024)
(5/23/2023)
Exams
Series 7TO
Date: 2/12/2020
General Securities Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Williamsville, NY 14221-2905TRUST BUT VERIFY
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