AB
Anthony Basenese
NYLIFE SECURITIES LLC
New York, NY 10010
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CRD#: 4721418
AB
Professional summary
Anthony Basenese is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2003. Anthony has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Basenese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010BD
CRD#: 5167
New York, NY
Past
November 19, 2014 - January 2, 2025
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
November 20, 2008 - November 30, 2012
WALLACHBETH CAPITAL LLC
BD
CRD#: 147853
NEW YORK, NY
Past
January 26, 2007 - November 24, 2008
DIVINE CAPITAL MARKETS LLC
BD
CRD#: 118212
NEW YORK, NY
Past
March 15, 2006 - January 17, 2007
GERONIMO LLC
BD
CRD#: 111357
NEW YORK, NY
Past
October 21, 2003 - February 6, 2006
EQUITEC SPECIALISTS, LLC
BD
CRD#: 103917
CHICAGO, IL
Past
October 21, 2003 - February 6, 2006
EQUITEC PROPRIETARY MARKETS, LLC
BD
CRD#: 113728
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2025)
RR
Alaska(9/23/2025)
RR
Arizona(10/1/2025)
RR
Arkansas(10/2/2025)
RR
California(9/19/2025)
RR
Colorado(9/22/2025)
RR
Connecticut(9/22/2025)
RR
Delaware(9/22/2025)
RR
District of Columbia(9/23/2025)
RR
Florida(9/22/2025)
RR
Georgia(9/22/2025)
RR
Hawaii(9/22/2025)
RR
Idaho(9/22/2025)
RR
Illinois(10/15/2025)
RR
Indiana(9/24/2025)
RR
Iowa(9/22/2025)
RR
Kansas(9/19/2025)
RR
Kentucky(10/3/2025)
RR
Louisiana(9/19/2025)
RR
Maine(9/22/2025)
RR
Maryland(9/24/2025)
RR
Michigan(10/10/2025)
RR
Minnesota(9/25/2025)
RR
Mississippi(9/24/2025)
RR
Montana(9/30/2025)
RR
Nebraska(9/19/2025)
RR
Nevada(9/22/2025)
RR
New Hampshire(9/22/2025)
RR
New Jersey(9/17/2025)
RR
New Mexico(9/23/2025)
RR
New York(9/18/2025)
RR
North Carolina(9/22/2025)
RR
North Dakota(9/22/2025)
RR
Ohio(9/21/2025)
RR
Oklahoma(9/22/2025)
RR
Oregon(10/16/2025)
RR
Pennsylvania(9/22/2025)
RR
Rhode Island(9/29/2025)
RR
South Carolina(9/23/2025)
RR
South Dakota(9/19/2025)
RR
Tennessee(9/22/2025)
RR
Texas(9/22/2025)
RR
Utah(9/23/2025)
RR
Vermont(9/22/2025)
RR
Virginia(9/23/2025)
RR
Washington(9/19/2025)
RR
West Virginia(9/25/2025)
RR
Wisconsin(9/24/2025)
RR
Wyoming(9/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/29/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
