PS
Pedro M. Silva
APEX INVESTMENT GROUP
HUDSON, MA 01749
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CRD#: 4721125
PS
Professional summary
Pedro Miguel Silva, who also goes by Pedro Silva, is a registered financial advisor currently at APEX INVESTMENT GROUP located in Hudson, Massachusetts.
Pedro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Pedro has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pedro Silva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; Shrewsbury, MA 01545; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month. 2) Notary Public of Massachusetts; Not investment-related; Shrewsbury, MA 01545; Notary Public; Witness signatures for legal and financial documents; Less than 5% of time during the month. 3) Pedro Silva Music; Not investment-related; Shrewsbury, MA 01545; Musician; Writing, performing, and recording music; Approx. 10% of time during the month. 4) Mr. Silva serves as an investment advisor representative for Apex Investment Group, LLC since 12/2024 and with The Patriot Financial Group, LLC since 02/2015. This dual registration is strictly for transitional purposes only. 5) Mr. Silva is registered with Apex Investment Group, LLC, The Patriot Financial Group, LLC and Cetera Financial Specialists LLC. Mr. Silva has served as an investment advisor representative for The Patriot Financial Group, LLC since 02/2015 and with Apex Investment Group, LLC since 12/2024. Mr. Silva has served as a registered representative with Cetera Financial Specialists LLC since 12/2022. Business is conducted from Shrewsbury, MA 01545. Approximately 90% of Mr. Silva's time is for services as an investment advisor representative and the balance as a registered representative.
CRS (Client Relationship Summary) - RIA
Click below to view Pedro Miguel Silva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2024 - Present
APEX INVESTMENT GROUP
Office #1: 145 Main St, Hudson, MA 01749RIA
CRD#: 333593
HUDSON, MA
Past
December 16, 2022 - December 31, 2024
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SHREWSBURY, MA
Past
June 29, 2018 - December 15, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SHREWSBURY, MA
Past
February 2, 2015 - January 30, 2025
THE PATRIOT FINANCIAL GROUP, LLC
RIA
CRD#: 172470
SHREWSBURY, MA
Past
March 10, 2009 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SHREWSBURY, MA
Past
February 27, 2009 - July 5, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SHREWSBURY, MA
Past
December 7, 2006 - March 2, 2009
OSAIC FS, INC.
RIA
CRD#: 3870
SHREWSBURY, MA
Past
November 20, 2006 - March 2, 2009
OSAIC FS, INC.
BD
CRD#: 3870
SHREWSBURY, MA
Past
March 22, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 22, 2004 - November 21, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
APEX INVESTMENT GROUP
APEX INVESTMENT GROUP | BARRELL INVESTMENT GROUP | APEX INVESTMENT GROUP, LLC
CRD#: 333593 / SEC#: 801-131502
RIA
Registered Investment Advisory firm - (11/29/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(12/19/2024)
IAR
Texas(1/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AI
APEX INVESTMENT GROUP
APEX INVESTMENT GROUP | BARRELL INVESTMENT GROUP | APEX INVESTMENT GROUP, LLC
CRD#: 333593 / SEC#: 801-131502
RIA
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Contact information
Main Address
145 Main St, Hudson, MA 01749
Mailing Address
Phone number
(774) 351-0805
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,170 |
| AUM (Assets Under Management) | $ 194,556,355 |
Red Flags
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Company Information
APEX INVESTMENT GROUP
CRD#: 333593Hudson, MA 01749TRUST BUT VERIFY
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