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Eric J. Weissman

WILSHIRE PACIFIC CAPITAL ADVISORS
Beverly Hills, CA 90211
CRD#: 4720438
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EW
Eric Joseph WeissmanWILSHIRE PACIFIC CAPITAL ADVISORS

Professional summary


Eric Joseph Weissman is a registered financial professional currently at WILSHIRE PACIFIC CAPITAL ADVISORS, LLC located in Beverly Hills, California.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 14 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric Joseph Weissman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 22, 2014 - Present

WILSHIRE PACIFIC CAPITAL ADVISORS, LLC

Office #1: 8447 Wilshire Blvd., Suite 202, Beverly Hills, CA 90211
BD
CRD#: 171245
Beverly Hills, CA
Past

May 15, 2007 - March 6, 2015

LONDON & PACIFIC CAPITAL ADVISORS, LLC

BD
CRD#: 142901
LOS ANGELES, CA
Past

October 24, 2003 - January 26, 2005

HUNTINGTON SECURITIES, LLC

BD
CRD#: 116558
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/5/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 5/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm


WP
WILSHIRE PACIFIC CAPITAL ADVISORS, LLC
WILSHIRE PACIFIC CAPITAL ADVISORS, LLC

CRD#: 171245 / SEC#: , 8-69451

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
8447 Wilshire Blvd., Suite 202, Beverly Hills, CA 90211
Mailing Address
8447 Wilshire Blvd., Suite 202, Beverly Hills, CA 90211
Phone number
(310) 526-3323
Established
California since 12/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
WEISSMAN, ERIC JOSEPHPRESIDENT, CCO AND AMLCO4720438
MORGAN, WILLIAM ARTHURFINOP852925

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILSHIRE PACIFIC CAPITAL ADVISORS, LLC

CRD#: 171245Beverly Hills, CA 90211

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