Phillip C. Wright

TD FINANCIAL PRODUCTS LLC

New York, NY 10017

Some features on this profile are disabled

CRD#: 4720264

Professional summary

Phillip Clayton Wright is a registered financial professional currently at TD FINANCIAL PRODUCTS LLC located in New York, New York.

Phillip is registered as a RR (Registered Representative) and started their career in finance in 2003. Phillip has worked at 4 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Phillip Clayton Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

TD FINANCIAL PRODUCTS LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017

CRD#: 154838

New York, NY

Past

January 2, 2009 - October 31, 2025

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

May 5, 2004 - January 14, 2009

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

November 5, 2003 - February 12, 2004

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/26/2025)

Exams

State Security Law Exam

Series 63

Date: 1/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/1/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/13/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/4/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/18/2015

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TD FINANCIAL PRODUCTS LLC

HEADLANDS GLOBAL MARKETS, LLC | TD SECURITIES AUTOMATED TRADING LLC | TD FINANCIAL PRODUCTS LLC | HEADLANDS TECH GLOBAL MARKETS, LLC | HEADLANDS TECH GLOBAL MARKETS

CRD#: 154838 / SEC#: , 8-68677

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

71 S. Wacker Drive Suite 550, Chicago, IL 60606

Mailing Address

71 S. Wacker Drive Suite 550, Chicago, IL 60606

Phone number

(312) 601-8643

Established

Delaware since 07/21/2010

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TORONTO DOMINION HOLDINGS (U.S.A.) INC.	OWNER
GIBSON, GLENN	CHIEF EXECUTIVE OFFICER	5659024
JENKINS, CHRISTINE J	FINANCIAL & OPERATIONS PRINCIPAL	4911933
MANNION, MARTIN	CO-HEAD OF ELECTRONIC TRADING	4830837
ORTIZ, JORGE LUIS	CHIEF FINANCIAL OFFICER	2725922
PETROU, CHRISTINA A	CHIEF OPERATING OFFICER	4007468
SCHRAGER, MATTHEW	CO-HEAD OF ELECTRONIC TRADING	6488305
SUNDRAM, JEFFREY JOSEPH RODRIGUES	CHIEF COMPLIANCE OFFICER	6191294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip C. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Phillip Clayton Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD SECURITIES (USA) LLC

TD WEALTH MANAGEMENT SERVICES INC.

HENNION & WALSH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2004

Series 52TO

Date: 8/1/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/13/2007

Series 7

Date: 11/4/2003

Series 53

Date: 12/18/2015

FINRA

Current Firm

TD FINANCIAL PRODUCTS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TD FINANCIAL PRODUCTS LLC

TRUST BUT VERIFY

Similar Advisors