Stephen J. Nash
Professional summary
Stephen J Nash, who also goes by Stephen Joseph Nash, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen J Nash's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2018 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005May 13, 2013 - February 3, 2015
COWEN AND COMPANY
November 28, 2011 - May 21, 2013
COWEN SECURITIES LLC
December 1, 2009 - November 28, 2011
MADISON WILLIAMS AND COMPANY
July 29, 2009 - December 16, 2009
SANDERS MORRIS LLC
June 8, 2006 - September 28, 2009
MERRIMAN CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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