Kendree K. Spisak

EKON ADVISORS

St. Louis, MO 63108

Some features on this profile are disabled

CRD#: 4719448

Professional summary

Kendree Kowalczyk Spisak, who also goes by Kendree Jean Kowalczyk, Kendree Kowalczyk, Kendree K. Spisak, is a registered financial advisor currently at EKON ADVISORS, LLC located in St. Louis, Missouri and MUTUAL SECURITIES, INC. located in St. Louis, Missouri.

Kendree is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kendree has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kendree Jean Kowalczyk | Kendree Kowalczyk | Kendree K. Spisak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Ekon Advisors, LLC., Start Date: 07/14/2015, 4940 Washington Blvd., St. Louis, MO 63108, LLC, RIA, Compliance Officer, I am the Compliance Officer and an Owner, Investment Related, 80 Hours per month, 4 Hours per month during trading hours. 2. Qualified Benefits Consultants Inc. dba Ekon Benefits, Start Date: 08/25/2003, 4940 Washington Blvd., St. Louis, MO 63108, Corporation, Consulting Services, Vice President-Operations, Provide Administration an Services for Retirement Plans, Not Investment Related, 90 Hours per month, 90 Hours per month during trading hours. 3. Mutual Securities Inc; Start Date : 2023-01-01; 807-A Camarillo Springs Road, Camarillo, CA, 93012;Registered Representative - Work as a Registered Representative for Mutual Securities Inc; Investment Related; 43 Hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendree Kowalczyk Spisak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

EKON ADVISORS, LLC

Office #1: 4940 Washington Blvd., St. Louis, MO 63108

RIA

CRD#: 281039

St. Louis, MO

Current

January 3, 2023 - Present

MUTUAL SECURITIES, INC.

Office #1: 4940 Washington Blvd., St. Louis, MO 63108

CRD#: 13092

St. Louis, MO

Past

November 6, 2015 - December 31, 2021

CANTELLA & CO., INC.

RIA

CRD#: 13905

ST. LOUIS, MO

Past

April 14, 2015 - December 31, 2022

CANTELLA & CO., INC.

CRD#: 13905

ST. LOUIS, MO

Past

October 24, 2003 - May 14, 2013

CANTELLA & CO., INC.

CRD#: 13905

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EKON ADVISORS, LLC

CRD#: 281039 / SEC#: 801-106780

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(1/3/2022)

Missouri
(1/10/2023)

IAR

Oregon
(12/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EKON ADVISORS, LLC

CRD#: 281039 / SEC#: 801-106780

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4940 Washington Blvd., St. Louis, MO 63108

Mailing Address

Phone number

(314) 367-6327

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 206,884,508

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
07/25/2024	Cover Page	Report
10/26/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

George Simon

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Chesterfield, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kendree K. Spisak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendree Kowalczyk Spisak's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

Primary Firm SEC Registration

EKON ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2015

Series 63

Date: 11/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2003

Series 24

Date: 3/19/2004

FINRA

Current Firm

EKON ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EKON ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors