Barry S. Metzger
Professional summary
Barry Scott Metzger, who also goes by Barry Metzger, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 2003. Barry has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Scott Metzger's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2025 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005November 24, 2025 - February 10, 2026
DRIVEWEALTH INSTITUTIONAL LLC
May 10, 2021 - October 14, 2022
TD AMERITRADE, INC.
October 13, 2020 - December 31, 2023
TD AMERITRADE, INC.
December 20, 2019 - January 9, 2020
SCHWAB WEALTH ADVISORY, INC.
January 13, 2015 - November 14, 2025
CHARLES SCHWAB & CO., INC.
October 15, 2014 - November 14, 2025
CHARLES SCHWAB & CO., INC.
August 10, 2012 - January 2, 2018
OPTIONSXPRESS, INC.
April 5, 2006 - December 3, 2012
BROKERSXPRESS LLC
April 5, 2006 - December 7, 2012
BROKERSXPRESS LLC
December 15, 2003 - March 29, 2006
MORGAN STANLEY DW INC.
December 4, 2003 - March 29, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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