Rafael F. Mejias
Professional summary
Rafael Francisco Mejias JR, who also goes by Rafael Francisco Mejias, Rafael Mejias Jr, Ralph Mejias Jr, Ralph Mejias, is a registered financial professional currently at SCHRODER FUND ADVISORS LLC located in New York, New York.
Rafael is registered as a RR (Registered Representative) and started their career in finance in 2003. Rafael has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Francisco Mejias JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2017 - Present
SCHRODER FUND ADVISORS LLC
Office #1: 7 Bryant Park, New York, NY 10018-3706Office #2: 7 Bryant Park, New York, NY 10018-3706November 7, 2016 - October 6, 2017
FORESIDE FUND SERVICES, LLC
April 5, 2013 - February 4, 2016
ALLIANCEBERNSTEIN L.P.
March 21, 2013 - February 4, 2016
SANFORD C. BERNSTEIN & CO., LLC
April 15, 2009 - February 28, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
November 17, 2008 - February 24, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
March 14, 2006 - November 5, 2008
ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES
July 8, 2004 - July 21, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 2004 - July 21, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2003 - April 27, 2004
ROXBURY CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
SCHRODER FUND ADVISORS LLC
CRD#: 24129 / SEC#: , 8-40973
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 |
| LANIER, ANGEL | ASSISTANT SECRETARY | 6772355 |
| LOWE, RICHARD JOHN | BOARD MEMBER | 7060365 |
| MARSHALL, DAVID JAMES | AUTHORIZED SIGNATORY | 3070206 |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 |
| MUHLBAUM, CARIN FANNY | SECRETARY | 3198495 |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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