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FIRM PROFILE
Overview
SCHRODER FUND ADVISORS LLC is located at 7 Bryant Park, New York, NY 10018-3706 and was first established at New York, Delaware in 06/30/2010. After operating for 15 years, SCHRODER FUND ADVISORS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SCHRODER FUND ADVISORS LLC’s clients are individuals and 0% of their clients are high net worth individuals. SCHRODER FUND ADVISORS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SCHRODER FUND ADVISORS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SCHRODER FUND ADVISORS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SCHRODER FUND ADVISORS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SCHRODER FUND ADVISORS LLC Comes From
Understanding the Statistics for SCHRODER FUND ADVISORS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
7 Bryant Park, New York, NY 10018-3706
7 Bryant Park, New York, NY 10018-3706
Small
(212) 641-3889
Delaware since 06/30/2010
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | ||
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 | |
| LANIER, ANGEL | ASSISTANT SECRETARY | 6772355 | |
| LOWE, RICHARD JOHN | BOARD MEMBER | 7060365 | |
| MARSHALL, DAVID JAMES | AUTHORIZED SIGNATORY | 3070206 | |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 | |
| MUHLBAUM, CARIN FANNY | SECRETARY | 3198495 | |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 | |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
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Advisor's working at SCHRODER FUND ADVISORS LLC
Sarah Joy Polidoroff
Robert Anthony Fortino
Eleni Poullas
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