George C. Andersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Christian Andersen, who also goes by Chris Andersen, G Chris Andersen, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1967. George had worked at 10 firms and has passed the Series 99TO, Series 79TO, Series 7TO, SIE, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2023 - January 7, 2025
HUDSON CAPITAL ADVISORS BD LLC
July 17, 2019 - September 23, 2021
TANGENT CAPITAL PARTNERS, LLC
August 6, 1998 - July 23, 2019
G.C. ANDERSEN PARTNERS CAPITAL, LLC
July 21, 1998 - December 8, 1999
BROOKE SECURITIES, INC.
October 7, 1997 - January 12, 1998
GEM ADVISORS, INC.
April 25, 1990 - October 16, 1995
UBS FINANCIAL SERVICES INC.
February 28, 1977 - March 20, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
December 5, 1975 - October 13, 1976
PRESCOTT, BALL & TURBEN
April 9, 1974 - January 10, 1976
EDWARDS & HANLY
October 17, 1967 - November 15, 1973
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/16/1967
Registered Representative ExaminationSeries 40
Date: 1/18/1971
Registered Principal ExaminationCurrent Firm
HUDSON CAPITAL ADVISORS BD LLC
CRD#: 132424 / SEC#: , 8-66595
Contact information
FINRA licenses (9 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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