Scott C. Morch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Christian Morch, who also goes by Scott Morch, Scott C Morch, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2011. Scott had worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2022 - May 26, 2023
PALAFOX TRADING LLC
August 12, 2022 - May 26, 2023
CITADEL SECURITIES LLC
August 12, 2022 - May 26, 2023
CITADEL SECURITIES INSTITUTIONAL LLC
August 12, 2022 - May 26, 2023
CITADEL CLEARING LLC
June 21, 2019 - September 4, 2020
DEUTSCHE BANK SECURITIES INC.
December 23, 2011 - May 10, 2019
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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