Ernesto Araiza
Professional summary
Ernesto Araiza is a registered financial advisor currently at FHWV FINANCIAL LLC located in Los Alamitos, California.
Ernesto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ernesto has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ernesto Araiza's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2017 - Present
FHWV FINANCIAL LLC
Office #1: 11022 Winners Circle #200, Los Alamitos, CA 90720October 16, 2003 - February 28, 2005
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2017)
Exams
Current Firm
FHWV FINANCIAL LLC
CRD#: 146046 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 11,138,223 |
Red Flags
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