Suzanne M. Larko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Marie Larko, who also goes by Suzanne Marie Majocha, Suzanne Majocha, Suzanne Marie Roberts, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2003. Suzanne had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - November 14, 2013
ESSEX NATIONAL SECURITIES, LLC
September 9, 2009 - December 14, 2011
LPL FINANCIAL LLC
November 8, 2004 - August 18, 2009
NATCITY INVESTMENTS, INC.
October 30, 2003 - May 10, 2004
NATCITY INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
