SM
Scott A. Mitchell
INSPEREX LLC
Delray Beach, FL 33483
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CRD#: 4717597
SM
Professional summary
Scott Alexander Mitchell, who also goes by Scott Alexander Mitchell, Scott Mitchell, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida and INCAPITAL DISTRIBUTORS LLC located in Delray Beach, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 17, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott Alexander Mitchell | Scott Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Alexander Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2025 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483Office #2: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Current
January 27, 2025 - Present
INCAPITAL DISTRIBUTORS LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483Office #2: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 156622
Delray Beach, FL
Past
October 1, 2008 - August 30, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
July 15, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
November 5, 2003 - July 29, 2004
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2025)
RR
Alaska(1/18/2025)
RR
Arizona(1/18/2025)
RR
Arkansas(1/18/2025)
RR
California(1/18/2025)
RR
Colorado(1/18/2025)
RR
Connecticut(1/18/2025)
RR
Delaware(1/18/2025)
RR
District of Columbia(1/18/2025)
RR
Florida(1/18/2025)
RR
Georgia(1/18/2025)
RR
Hawaii(1/18/2025)
RR
Idaho(1/18/2025)
RR
Illinois(1/18/2025)
RR
Indiana(1/18/2025)
RR
Iowa(1/18/2025)
RR
Kansas(1/18/2025)
RR
Kentucky(1/18/2025)
RR
Louisiana(1/18/2025)
RR
Maine(1/18/2025)
RR
Maryland(1/18/2025)
RR
Massachusetts(1/18/2025)
RR
Michigan(1/18/2025)
RR
Minnesota(1/18/2025)
RR
Mississippi(1/18/2025)
RR
Missouri(1/18/2025)
RR
Montana(1/18/2025)
RR
Nebraska(1/18/2025)
RR
Nevada(1/18/2025)
RR
New Hampshire(1/18/2025)
RR
New Jersey(1/18/2025)
RR
New Mexico(1/18/2025)
RR
New York(1/18/2025)
RR
North Carolina(1/18/2025)
RR
North Dakota(1/18/2025)
RR
Ohio(1/21/2025)
RR
Oklahoma(1/18/2025)
RR
Oregon(1/18/2025)
RR
Pennsylvania(1/18/2025)
RR
Puerto Rico(1/18/2025)
RR
Rhode Island(1/18/2025)
RR
South Carolina(1/18/2025)
RR
South Dakota(1/18/2025)
RR
Tennessee(1/18/2025)
RR
Texas(1/18/2025)
RR
Utah(1/18/2025)
RR
Vermont(1/18/2025)
RR
Virgin Islands(1/18/2025)
RR
Virginia(1/18/2025)
RR
Washington(1/18/2025)
RR
West Virginia(1/18/2025)
RR
Wisconsin(1/18/2025)
RR
Wyoming(1/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 17
Date: 10/24/2003
Limited Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INCAPITAL DISTRIBUTORS LLC
INCAPITAL | INSPEREX | INCAPITAL INSURANCE SERVICES, LLC | INCAPITAL DISTRIBUTORS LLC
CRD#: 156622 / SEC#: , 8-68814
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 08/06/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS, LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622Delray Beach, FL 33483TRUST BUT VERIFY
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