Scott A. Mitchell

INSPEREX

Delray Beach, FL 33483

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CRD#: 4717597

Professional summary

Scott Alexander Mitchell, who also goes by Scott Alexander Mitchell, Scott Mitchell, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida and FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 17, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Alexander Mitchell | Scott Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2025 - Present

INSPEREX LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483Office #2: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

CRD#: 101420

Delray Beach, FL

Current

April 29, 2026 - Present

FINANCIAL NORTHEASTERN SECURITIES, INC.

Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

RIA

CRD#: 17007

Fairfield, NJ

Past

January 27, 2025 - April 21, 2026

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

Delray Beach, FL

Past

October 1, 2008 - August 30, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 15, 2004 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 5, 2003 - July 29, 2004

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/18/2025)

Alaska
(1/18/2025)

Arizona
(1/18/2025)

Arkansas
(1/18/2025)

California
(1/18/2025)

Colorado
(1/18/2025)

Connecticut
(1/18/2025)

Delaware
(1/18/2025)

District of Columbia
(1/18/2025)

Florida
(1/18/2025)

Georgia
(1/18/2025)

Hawaii
(1/18/2025)

Idaho
(1/18/2025)

Illinois
(1/18/2025)

Indiana
(1/18/2025)

Iowa
(1/18/2025)

Kansas
(1/18/2025)

Kentucky
(1/18/2025)

Louisiana
(1/18/2025)

Maine
(1/18/2025)

Maryland
(1/18/2025)

Massachusetts
(1/18/2025)

Michigan
(1/18/2025)

Minnesota
(1/18/2025)

Mississippi
(1/18/2025)

Missouri
(1/18/2025)

Montana
(1/18/2025)

Nebraska
(1/18/2025)

Nevada
(1/18/2025)

New Hampshire
(1/18/2025)

New Jersey
(1/18/2025)

New Mexico
(1/18/2025)

New York
(1/18/2025)

North Carolina
(1/18/2025)

North Dakota
(1/18/2025)

Ohio
(1/21/2025)

Oklahoma
(1/18/2025)

Oregon
(1/18/2025)

Pennsylvania
(1/18/2025)

Puerto Rico
(1/18/2025)

Rhode Island
(1/18/2025)

South Carolina
(1/18/2025)

South Dakota
(1/18/2025)

Tennessee
(1/18/2025)

Texas
(1/18/2025)

Utah
(1/18/2025)

Vermont
(1/18/2025)

Virgin Islands
(1/18/2025)

Virginia
(1/18/2025)

Washington
(1/18/2025)

West Virginia
(1/18/2025)

Wisconsin
(1/18/2025)

Wyoming
(1/18/2025)

Exams

State Security Law Exam

Series 63

Date: 11/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 17

Date: 10/24/2003

Limited Registered Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION

CRD#: 17007 / SEC#: , 8-34883

California

Registered Investment Advisory firm - SEC (8/11/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/28/2002 Approved)

New Jersey

Registered Investment Advisory firm - SEC (6/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004

Mailing Address

100 Passaic Avenue 100, Fairfield, NJ 07004

Phone number

(973) 882-9337

Established

New Jersey since 02/25/2026

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FNS HOLDCO, INC	EQUITY OWNER
KISS, SANDRALIN JOSEPHINE	EXEC VP, COO, FINOP, CCO	1093671
MILLAHN, FLORENCE A	DIRECTOR OF OPERATIONS, ROSFP	2786661
MILSTEIN, BARRY MITCHELL	EVP	1632450
ZAGE, JEFFREY P	CEO, PRESIDENT, GP	1286688
ZAGE, STEVEN MARTIN	VP, SEC	1314965

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL NORTHEASTERN SECURITIES, INC.

INCAPITAL DISTRIBUTORS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/2003

Series 7TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 17

Date: 10/24/2003

Series 10

Date: 1/2/2023

Series 24

Date: 11/20/2006

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FINANCIAL NORTHEASTERN SECURITIES, INC.

TRUST BUT VERIFY

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