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Sandralin Josephine Kiss

FINANCIAL NORTHEASTERN SECURITIES
FAIRFIELD, NJ
·CRD# 1093671·43 years experience

Professional Summary

Sandralin Josephine Kiss is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, LLC located in Fairfield, New Jersey. Sandralin is registered as a RR (Registered Representative) and started their career in finance in 1983. Sandralin has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FINANCIAL NORTHEASTERN SECURITIES, LLC·CRD# 17007
BD
1. 100 Passaic Avenue, Fairfield, NJ 070042. 100 Passaic Avenue, Fairfield, NJ 07004
July 24, 2000 - Present
FINANCIAL NORTHEASTERN SECURITIES, LLC·CRD# 17007
RIA
Troy, MI
October 12, 2006 - September 10, 2026
ICAP FINANCIAL, INC.·CRD# 29855
BD
Great Falls, VA
June 5, 2000 - June 15, 2000
FINANCIAL NORTHEASTERN SECURITIES, LLC·CRD# 17007
BD
Fairfield, NJ
November 10, 1987 - May 31, 2000
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
December 2, 1986 - November 3, 1987
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
November 15, 1984 - January 21, 1986
BARRON, MARSHALL & KAMEN CO., INC.·CRD# 2390
BD
October 10, 1984 - November 26, 1984
MONVEST SECURITIES, INC.·CRD# 14013
BD
January 30, 1984 - September 28, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
March 22, 1983 - February 1, 1984

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Current Firm

FN
FINANCIAL NORTHEASTERN SECURITIES, LLC

FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION | FINANCIAL NORTHEASTERN SECURITIES, LLC

CRD#: 17007 / SEC#: 8-34883
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004

Mailing Address

100 Passaic Avenue 100, Fairfield, NJ 07004

Phone Number

(973) 882-9337

Established

New Jersey since 02/25/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

42

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
INCAPITAL HOLDINGS LLCMEMBER: VOTING—
KISS, SANDRALIN JOSEPHINEEXEC VP, COO, FINOP, CCO1093671
MILLAHN, FLORENCE ADIRECTOR OF OPERATIONS, ROSFP2786661
MILSTEIN, BARRY MITCHELLEVP1632450
MITCHELL, SCOTT ALEXANDERCEO4717597
ZAGE, JEFFREY PMANAGING DIRECTOR1286688
ZAGE, STEVEN MARTINMANAGING DIRECTOR1314965

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/28/2000)
RR
Alaska
(7/28/2000)
RR
Arizona
(8/1/2000)
RR
Arkansas
(7/28/2000)
RR
California
(7/28/2000)
RR
Colorado
(7/28/2000)
RR
Connecticut
(7/28/2000)
RR
Delaware
(7/28/2000)
RR
District of Columbia
(7/28/2000)
RR
Florida
(8/2/2000)
RR
Georgia
(7/28/2000)
RR
Hawaii
(7/28/2000)
RR
Idaho
(7/28/2000)
RR
Illinois
(7/28/2000)
RR
Indiana
(7/28/2000)
RR
Iowa
(7/31/2000)
RR
Kansas
(7/28/2000)
RR
Kentucky
(7/28/2000)
RR
Louisiana
(7/28/2000)
RR
Maine
(7/28/2000)
RR
Maryland
(7/28/2000)
RR
Massachusetts
(7/28/2000)
RR
Michigan
(7/28/2000)
RR
Minnesota
(8/1/2000)
RR
Mississippi
(7/28/2000)
RR
Missouri
(7/28/2000)
RR
Montana
(8/3/2000)
RR
Nebraska
(7/28/2000)
RR
Nevada
(7/28/2000)
RR
New Hampshire
(7/28/2000)
RR
New Jersey
(7/28/2000)
RR
New Mexico
(8/4/2000)
RR
New York
(7/28/2000)
RR
North Carolina
(7/28/2000)
RR
North Dakota
(7/31/2000)
RR
Ohio
(7/28/2000)
RR
Oklahoma
(7/28/2000)
RR
Oregon
(7/28/2000)
RR
Pennsylvania
(7/28/2000)
RR
Puerto Rico
(7/28/2000)
RR
Rhode Island
(7/31/2000)
RR
South Carolina
(8/2/2000)
RR
South Dakota
(7/28/2000)
RR
Tennessee
(4/20/2012)
RR
Texas
(7/28/2000)
RR
Utah
(7/28/2000)
RR
Vermont
(7/31/2000)
RR
Virgin Islands
(7/9/2013)
RR
Virginia
(7/28/2000)
RR
Washington
(7/28/2000)
RR
West Virginia
(7/28/2000)
RR
Wisconsin
(7/28/2000)
RR
Wyoming
(7/28/2000)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 1989About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1984About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1984About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sandralin Josephine Kiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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