MR
Mark A. Rupolo
BLACKRIDGE ASSET MANAGEMENT
Fort Myers, FL 33907
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CRD#: 4717575
MR
Professional summary
Mark Andrew Rupolo is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Fort Myers, Florida and PEAK BROKERAGE SERVICES, LLC located in Fort Myers, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Entity: Blackridge Asset Management; Business Activity: Financial Services; Address: Jupiter, FL; Duties of Position: Financial Planning; Title: IAR; Start Date: 10/2019; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 2) Business Entity: Hagen Palen Financial Services LLC DBA HPR Wealth Management; Business Activity: Financial Planning; Address: Fort Myers, FL; Duties of Position: Financial planning for securities, insurance life/health, Fixed, Indexed, and LTC; Title: Owner; Start Date: 10/2003; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 3) Business Entity: MAR CPA LLC; Business Activity: CPA Firm; Address: Fort Myers; Duties of Position: CPA, Tax & Accounting; Title: President and Owner; Start Date:09/16/2022; Approx. # of hours per month spent on activity: 100; Approx. # of hours spent during trading hours: 100 4) Business Entity: Sanibel Captiva Beach Resorts; Business Activity: Accounting & Tax Prep; Address: Captiva, FL; Duties of Position: Accounting; Title: Corporate CPA; Start Date: 09/16/2022; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 5) Business Entity: WP 55 LLC; Business Activity: Real Estate Rental; Duties of Position: Own office to lease to my business; Title: Owner/MGRM; Start Date: 8/2024; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 6) Business activity: Partnership for expense sharing; Business entity: AJR MAR PLLC ; Address: Ft Myer, FL; Duties of position: Accounting &Tax Prep; Title: MGRM; Start date: 1/24; Approx. # of hours per month spent during activity: 5; Approx. # of hours spent during trading hours: 5 7) Business activity: Board of Directors; Business entity: World Plaza II Section 2 Condo Assoc.; Address: Ft Myers, FL; Duties of position: Attend Board Meetings; Title: President; Start date: 1/25; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 8) Business activity: Board of Directors; Business entity: World Plaza II Master Association Inc.; Address: Ft. Myers, FL; Duties of position: Attend board meetings; Title: President; Start date: 1/25; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours 0. 9) Business activity: Trustee for father's Trust; Business entity: Vincent F. Rupolo Revocable Living Trust; Address: Ft Myers, FL; Duties of position: Trustee; Title: Trustee; Start date: 1/2025; Approx.# of hours per month spent on activity; 2; Approx.: # of hours spent during trading hours: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Andrew Rupolo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2019 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 12621 World Plaza Lane, Building 55, Fort Myers, FL 33907RIA
CRD#: 277085
Fort Myers, FL
Current
October 1, 2019 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 12621 World Plaza Lane, Building 55, Fort Myers, FL 33907BD
CRD#: 157045
Fort Myers, FL
Past
January 23, 2004 - October 1, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FORT MYERS, FL
Past
October 16, 2003 - October 1, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FORT MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/1/2019)
IAR
Florida(10/15/2019)
RR
Georgia(6/20/2024)
RR
New Jersey(10/1/2019)
RR
North Carolina(10/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085Fort Myers, FL 33907TRUST BUT VERIFY
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