Cameron D. Emmott

NEUBERGER BERMAN BD LLC

Prairie Village, KS

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CRD#: 4717353

Professional summary

Cameron David Emmott, who also goes by Cam Emmott, Cameron David Emmott, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in Prairie Village, Kansas.

Cameron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Cameron has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cam Emmott | Cameron David Emmott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Palmer Square Capital Management, LLC; investment related; Mission Woods, KS; Asset Management; Executive Director; Lead the sales initiative of Palmer Square products; 09/2024; 140 2) KC Werewolves; Not Investment Related; Kansas City, MO; Non Profit Youth Sports; Coach; youth football coach; 08/2020; 50 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron David Emmott's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Cameron David Emmott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

Prairie Village, KS

Current

March 5, 2025 - Present

NEUBERGER BERMAN BD LLC

Office #1: 1290 Avenue Of The Americas, New York, NY 10104

RIA

CRD#: 2908

New York, NY

Past

October 23, 2024 - December 2, 2024

PALMER SQUARE CAPITAL MANAGEMENT LLC

RIA

CRD#: 155697

MISSION WOODS, KS

Past

October 17, 2024 - November 27, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Mission Woods, KS

Past

May 21, 2018 - October 4, 2024

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

LEAWOOD, KS

Past

May 10, 2018 - October 4, 2024

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

June 7, 2016 - May 11, 2018

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

December 21, 2009 - May 20, 2016

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

October 10, 2006 - December 11, 2009

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

April 3, 2006 - May 20, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 3, 2006 - May 20, 2016

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

March 16, 2006 - April 4, 2006

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA

CRD#: 121974

KANSAS CITY, MO

Past

November 24, 2004 - April 3, 2006

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

March 8, 2004 - September 27, 2004

WADDELL & REED

RIA

CRD#: 866

KANSAS CITY, MO

Past

December 12, 2003 - September 27, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEUBERGER BERMAN BD LLC

NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC

CRD#: 2908 / SEC#: 801-3908, 8-1068

RIA

Registered Investment Advisory firm - SEC (1/26/1966 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/6/2025)

Iowa
(3/6/2025)

Kansas
(3/5/2025)

IAR

Kansas
(3/5/2025)

Missouri
(3/6/2025)

Nebraska
(3/6/2025)

New York
(3/5/2025)

IAR

New York
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

NEUBERGER BERMAN BD LLC

NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC

CRD#: 2908 / SEC#: 801-3908, 8-1068

RIA

Registered Investment Advisory firm - SEC (1/26/1966 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1290 Avenue Of The Americas, New York, NY 10104

Mailing Address

1290 Avenue Of The Americas, New York, NY 10104

Phone number

(212) 476-9000

Established

Delaware since 11/01/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,058

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
NEUBERGER BERMAN INVESTMENT ADVISERS LLC	MEMBER	124687
AMATO, JOSEPH VINCENT	PRESIDENT, CHIEF EXECUTIVE OFFICER	2210305
CETRON, BRAD ELLIOT	CHIEF COMPLIANCE OFFICER	4040222
CHINNI, MICHAEL	CHIEF FINANCIAL OFFICER	5721816
HENTON, LORIN FRED	MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS	3014463

Disclosures

Regulatory Event	20
Arbitration	5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cameron D. Emmott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron David Emmott's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Cameron David Emmott's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEUBERGER BERMAN BD LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC

FORESIDE FUND SERVICES, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

FIDELITY DISTRIBUTORS COMPANY LLC

WADDELL & REED

WADDELL & REED

WADDELL & REED

IVY DISTRIBUTORS, INC.

AMERICAN CENTURY ADVISORY SERVICES, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

NEUBERGER BERMAN BD LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2003

FINRA

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

NEUBERGER BERMAN BD LLC

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEUBERGER BERMAN BD LLC

TRUST BUT VERIFY

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