Patrice G. Bening
Professional summary
Patrice G Bening, who also goes by Patricia G Ichim, is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.
Patrice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Patrice has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrice G Bening's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2022 - Present
MORTON WEALTH
Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301August 22, 2005 - May 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2022)
Exams
Current Firm
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,622 |
| AUM (Assets Under Management) | $ 2,956,328,474 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 10/30/2023 | ||
| 06/21/2023 | ||
| 02/14/2023 | ||
| 11/28/2022 |
Red Flags
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