David S. Westfall
Professional summary
David Scott Westfall, who also goes by David Scott Westfall, David Westfall, David Scott Westfall-voorvaart, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Scott Westfall's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 3, 2020 - December 31, 2022
THE LEADERS GROUP, INC.
May 15, 2017 - April 4, 2018
SAMMONS FINANCIAL NETWORK, LLC
February 14, 2014 - December 31, 2015
CAPITAL BROKERAGE CORPORATION
July 27, 2004 - March 16, 2012
CAPITAL BROKERAGE CORPORATION
December 16, 2003 - June 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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