Anne E. Crabbe
Professional summary
Anne Elizabeth Crabbe, CFP®, who also goes by Anne Crabbe, Anne E Crabbe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paso Robles, California and CETERA WEALTH SERVICES, LLC located in Paso Robles, California.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Anne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anne Elizabeth Crabbe's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
August 30, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 935 Riverside Ave. Suite 11, Paso Robles, CA 93446August 30, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 935 Riverside Ave Suite 11, Paso Robles, CA 93446March 21, 2022 - April 11, 2022
PARK AVENUE SECURITIES LLC
October 26, 2021 - October 26, 2021
PARK AVENUE SECURITIES LLC
June 14, 2021 - August 31, 2023
PARK AVENUE INVESTMENT ADVISORY, LLC
June 14, 2021 - August 31, 2023
PARK AVENUE SECURITIES LLC
July 25, 2007 - June 15, 2021
CETERA ADVISORS LLC
January 29, 2007 - June 15, 2021
CETERA ADVISORS LLC
October 2, 2003 - October 27, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2023)
(8/30/2023)
(8/30/2023)
(6/27/2025)
(8/30/2023)
(9/1/2023)
(9/5/2023)
(9/8/2023)
(10/31/2023)
(3/6/2025)
(9/6/2023)
(8/31/2023)
(10/31/2023)
(9/1/2023)
(9/27/2023)
(8/30/2023)
(8/31/2023)
(8/31/2023)
(8/31/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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