AC
Anne E. Crabbe
CETERA INVESTMENT ADVISERS LLC
Paso Robles, CA 93446
Some features on this profile are disabled
CRD#: 4716609
AC
Professional summary
Anne Elizabeth Crabbe, CFP®, who also goes by Anne Crabbe, Anne E Crabbe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paso Robles, California and CETERA WEALTH SERVICES, LLC located in Paso Robles, California.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Anne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne Crabbe | Anne E Crabbe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2006 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, LONG-TERM CARE 2. NAME OF OTHER BUSINESS: PLYMOUTH CONGREGATIONAL CHURCH INVESTMENT RELATED: NO ADDRESS: 1301 OAK ST., PASO ROBLES, CA 93446 NATURE OF BUSINESS: CHURCH START DATE: 02/2023 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: ASSISTANT MODERATOR BRIEF DESCRIPTION OF DUTIES: BACK UP ROLE FOR MODERATOR WHO RUNS MONTHLY TRUSTEE AND COUNCIL MEETINGS AND CONDUCTS ANNUAL MEMBER MEETING. ALSO ON DIACONATE: HELPS TO COORDINATE RUNNING THE SUNDAY CHURCH SERVICE 3. NAME OF OTHER BUSINESS: OPTIMUM WEALTH FINANCIAL PLANNERS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE 06/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: MY CORPORATE NAME FOR CONDUCTING FINANCIAL PLANNING SERVICES 4. NAME OF OTHER BUSINESS: OPTIMUM WEALTH MANAGEMENT, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMPANY FOR ACCOUNTING PURPOSES START DATE 07/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS ENTITY HAS BEEN CREATED TO PROTECT THE RIGHT TO USE OPTIMUM WEALTH FINANCIAL PLANNERS, INC. I WILL NOT USE THIS CORPORATE NAME BUT I HAVE PRIORITY OWNERSHIP OF THE NAME AND OTHER ENTITIES CANNOT BAR ME FROM USING IT. THERE ARE NO DUTIES OTHER THAN FILE SEC. OF STATE AND IRS FORMS 5. NAME OF OTHER BUSINESS: UNCONUNDRUM, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMPANY FOR ACCOUNTING PURPOSES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FILING REQ. CORP FORMS AND DOCUMENTS WITH GOV'T ENTITIES. THERE IS NO COMPENSATION DIRECTLY. THIS IS THE ENTITY THAT MY INCOME FLOWS THROUGH 6. NAME OF OTHER BUSINESS: EARLY BUT WORTH IT; INVESTMENT RELATED: NO; ADDRESS: 705 PASO ROBLES ST. PASO ROBLES, CA 93446; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RUN WEEKLY MEETINGS;
CRS (Client Relationship Summary) - RIA
Click below to view Anne Elizabeth Crabbe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 30, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 935 Riverside Ave. Suite 11, Paso Robles, CA 93446RIA
CRD#: 105644
Paso Robles, CA
Current
August 30, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 935 Riverside Ave Suite 11, Paso Robles, CA 93446BD
CRD#: 13572
Paso Robles, CA
Past
March 21, 2022 - April 11, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
PASO ROBLES, CA
Past
October 26, 2021 - October 26, 2021
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
PASO ROBLES, CA
Past
June 14, 2021 - August 31, 2023
PARK AVENUE INVESTMENT ADVISORY, LLC
RIA
CRD#: 310203
PASO ROBLES, CA
Past
June 14, 2021 - August 31, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PASO ROBLES, CA
Past
July 25, 2007 - June 15, 2021
CETERA ADVISORS LLC
RIA
CRD#: 10299
PASO ROBLES, CA
Past
January 29, 2007 - June 15, 2021
CETERA ADVISORS LLC
BD
CRD#: 10299
PASO ROBLES, CA
Past
October 2, 2003 - October 27, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2023)
RR
California(8/30/2023)
IAR
California(8/30/2023)
RR
Colorado(6/27/2025)
RR
Connecticut(8/30/2023)
RR
Florida(9/1/2023)
RR
Idaho(9/5/2023)
RR
Illinois(9/8/2023)
RR
Iowa(8/31/2023)
RR
Maine(10/31/2023)
RR
Missouri(3/6/2025)
RR
Montana(8/31/2023)
RR
Nevada(9/6/2023)
RR
New Mexico(8/31/2023)
RR
New York(10/31/2023)
RR
Oregon(9/1/2023)
RR
South Carolina(9/28/2023)
RR
South Dakota(9/27/2023)
IAR
Texas(8/30/2023)
RR
Texas(8/31/2023)
RR
Virginia(8/31/2023)
RR
Washington(8/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
