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AC

Aaron T. Copeland

ARMORY SECURITIES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4716398
AC

Professional summary

Aaron Thomas Copeland is a registered financial professional currently at ARMORY SECURITIES, LLC located in El Segundo, California.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2003. Aaron has worked at 2 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Thomas Copeland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2014 - Present

ARMORY SECURITIES, LLC

Office #1: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245Office #2: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
BD
CRD#: 147796
El Segundo, CA
Past

January 28, 2004 - August 20, 2009

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BOSTON, MA
Past

November 11, 2003 - August 20, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/29/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 9/14/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARMORY SECURITIES, LLC
ARMORY SECURITIES, LLC | VICTORY PARK SECURITIES, LLC

CRD#: 147796 / SEC#: , 8-67929

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Mailing Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Phone number
(310) 798-7777
Established
Delaware since 05/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMORY GROUP, LLCMAJORITY MEMBER
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
PERISON, EBEN PAULCEO/SENIOR MANAGING DIRECTOR, POO2926828
ROMERO, MONIQUE VICTORIAFINOP6712654
TELL, NICHOLAS WILLIAM JR.SENIOR MANAGING DIRECTOR2349938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMORY SECURITIES, LLC

CRD#: 147796El Segundo, CA 90245

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