Takayuki Fujii

MIZUHO SECURITIES USA LLC

NEW YORK, NY 10020

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CRD#: 4716145

Professional summary

Takayuki Fujii, who also goes by Takayuki Fujil, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York.

Takayuki is registered as a RR (Registered Representative) and started their career in finance in 2004. Takayuki has worked at 2 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Takayuki Fujil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD

Click below to view Takayuki Fujii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2009 - Present

MIZUHO SECURITIES USA LLC

Office #1: 1271 Avenue Of The Americas, New York, NY 10020

CRD#: 19647

NEW YORK, NY

Past

July 26, 2004 - May 14, 2009

SHINKO SECURITIES (U.S.A.) INC.

CRD#: 121142

TOKYO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

MIZUHO SECURITIES USA LLC

FUJI SECURITIES INC. | MIZUHO SECURITIES USA LLC | MIZUHO SECURITIES USA INC. | KLEINWORT BENSON GOVERNMENT SECURITIES, INC.

CRD#: 19647 / SEC#: , 8-37710

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1271 Avenue Of The Americas, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas, New York, NY 10020

Phone number

(212) 209-9300

Established

Delaware since 04/08/1994

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MIZUHO AMERICAS LLC	DIRECT OWNER
BUCHANAN, JOHN ROBERT	MANAGING DIRECTOR/CHIEF OPERATING OFFICER	1765774
BUSQUET, JACQUES JEAN	DIRECTOR	3227628
CALLAN MONTELLA, ERIN MARIE	DIRECTOR	2938656
CONSIDINE, JILL MARIE	DIRECTOR	5948267
DALY, BRENDAN GERARD	CHIEF COMPLIANCE OFFICER	1823142
HARTNETT, THOMAS WALTER TIMOTHY	MANAGING DIRECTOR & HEAD OF SALES & TRADING	3278880
HERRLE, LOUISE MARY	DIRECTOR	5868706
HOPKINS, ADAM RICHARD	MANAGING DIRECTOR & GENERAL COUNSEL	5512590
KATZ, MICHAL NMI	MANAGING DIRECTOR & HEAD OF INVESTMENT BANKING	2813944
KUROSAWA, TATSUYA NMI	DIRECTOR	8100550
MARTINO, MICHAEL BENEDICT	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	4420944
MATSUURA, SHUJI NMI	DIRECTOR & CHAIRMAN	7375457
MURPHY, JOHN MAC	MANAGING DIRECTOR & HEAD OF FUTURES DIVISION	1488471
PASQUILL, DARLENE NMI	MANAGING DIRECTOR & HEAD OF EQUITY	2505982
RIZZIERI, GERALD ANTHONY	PRESIDENT & CHIEF EXECUTIVE OFFICER/DIRECTOR	1751181
SHIRAISHI, SHIRO NMI	DIRECTOR	8100597
SKOLLER, RICHARD MARK	SECRETARY	6663407
TATE, SEIJI NMI	DIRECTOR	8077227
WONG, DAVID TAI WAI	MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER	4245078
YONEZAWA, TAKEFUMI NMI	DIRECTOR	8100586

Disclosures

Regulatory Event	14
Civil Event	1

Red Flags

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