Kathryn Elizabeth Lawlor
Professional Summary
Kathryn Elizabeth Lawlor, who also goes by Kathryn Elizabeth Cheeseman, Katie Cheeseman, is a registered financial advisor currently at MOUNTAINSIDE SECURITIES LLC located in Summit, New Jersey. Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2003. Kathryn has worked at 5 firms and has passed the Series 52TO, SIE, Series 7, Series 25 and Series 14A exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathryn Elizabeth Cheeseman, Katie Cheeseman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MOUNTAINSIDE SECURITIES LLC
Contact Information
Main Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901Mailing Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901Phone Number
(908) 277-2500Established
Delaware since 06/07/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 25 — NYSE Trading Assistant Examination
Passed Mar 2004Series 14A — Compliance Official Specialist Exam
Passed May 2004SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kathryn Elizabeth Lawlor's CRS (Customer Relationship Summary).
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