Alexander C. Curran
FIDELITY BROKERAGE SERVICES | Director, Executive Services Officer
Merrimack, NH 03054
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CRD#: 4714993
Professional summary
Alexander C. Curran, who also goes by Alex C Curran, Alex Craig Curran, Alex Curran, Alexander C Curran, Alexander Craig Curran Mr, Alexander Craig Curran, Alexander Curran, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2004. Alexander has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Biography
I am an Equity Compensation Specialist with over 20 years of experience in the financial services industry. For the past 12 years I have worked with senior executives, assisting them in strategizing and executing complex equity compensation transactions, in a regulatory manner. My goal is to educate, strategize, and facilitate equity compensation matters for my clients.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alex C Curran | Alex Craig Curran | Alex Curran | Alexander C Curran | Alexander Craig Curran Mr | Alexander Craig Curran | Alexander Curran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexander C. Curran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Lyndon State College
Bachelor of Arts (BA) - Communications
2002
Experience
Current
November 9, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054BD
CRD#: 7784
Merrimack, NH
Past
February 1, 2008 - February 18, 2009
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
ANDOVER, MA
Past
July 2, 2007 - January 28, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
May 28, 2004 - February 18, 2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2010)
RR
Alaska(1/22/2010)
RR
Arizona(1/22/2010)
RR
Arkansas(1/22/2010)
RR
California(1/22/2010)
RR
Colorado(1/22/2010)
RR
Connecticut(1/22/2010)
RR
Delaware(1/22/2010)
RR
District of Columbia(1/22/2010)
RR
Florida(1/22/2010)
RR
Georgia(1/22/2010)
RR
Hawaii(1/22/2010)
RR
Idaho(1/22/2010)
RR
Illinois(1/22/2010)
RR
Indiana(1/22/2010)
RR
Iowa(1/22/2010)
RR
Kansas(1/22/2010)
RR
Kentucky(1/22/2010)
RR
Louisiana(1/22/2010)
RR
Maine(1/22/2010)
RR
Maryland(1/22/2010)
RR
Massachusetts(1/22/2010)
RR
Michigan(1/22/2010)
RR
Minnesota(1/22/2010)
RR
Mississippi(1/22/2010)
RR
Missouri(1/22/2010)
RR
Montana(1/22/2010)
RR
Nebraska(1/22/2010)
RR
Nevada(1/22/2010)
RR
New Hampshire(11/9/2009)
RR
New Jersey(1/22/2010)
RR
New Mexico(1/22/2010)
RR
New York(1/22/2010)
RR
North Carolina(1/25/2010)
RR
North Dakota(4/23/2010)
RR
Ohio(1/25/2010)
RR
Oklahoma(1/22/2010)
RR
Oregon(1/22/2010)
RR
Pennsylvania(1/22/2010)
RR
Puerto Rico(4/23/2010)
RR
Rhode Island(1/22/2010)
RR
South Carolina(1/22/2010)
RR
South Dakota(4/23/2010)
RR
Tennessee(4/23/2010)
RR
Texas(1/22/2010)
RR
Utah(1/22/2010)
RR
Vermont(1/22/2010)
RR
Virgin Islands(4/23/2010)
RR
Virginia(1/22/2010)
RR
Washington(1/22/2010)
RR
West Virginia(1/22/2010)
RR
Wisconsin(1/22/2010)
RR
Wyoming(1/22/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
Director, Executive Services OfficerCRD#: 7784Merrimack, NH 03054TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
