Lonnie W. Kerbs

BANKERS LIFE ADVISORY SERVICES

ASHEVILLE, NC 28806

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CRD#: 4714891

Professional summary

Lonnie Wayne Kerbs is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Asheville, North Carolina and BANKERS LIFE SECURITIES, INC. located in Asheville, North Carolina.

Lonnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lonnie has worked at 5 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS RETIREMENT SOLUTIONS - DBA BANKERS LIFE AND CASUALTY POSITION: INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO HOURS: 180 INVESTMENT RELATED HOURS: 180 START DATE: 08/22/2000 ADDRESS: 1200 RIDGEFIELD BLVD., SUITE 190, ASHEVILLE NC 28806 DESCRIPTION: CONTACT POTENTIAL CLIENTS AND CURRENT CLIENTS TO SELL NON VARIABLE INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Wayne Kerbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2018 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 1200 Ridgefield Blvd. Suite 190, Asheville, NC 28806

RIA

CRD#: 281285

ASHEVILLE, NC

Current

May 26, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1200 Ridgefield Blvd. Suite 190, Asheville, NC 28806

CRD#: 173962

Asheville, NC

Past

June 29, 2011 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ASHEVILLE, NC

Past

January 12, 2005 - May 29, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

October 23, 2003 - January 3, 2005

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/26/2016)

North Carolina
(5/26/2016)

IAR

North Carolina
(6/29/2018)

South Carolina
(5/26/2016)

Tennessee
(1/18/2017)

Texas
(8/31/2021)

Virginia
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lonnie W. Kerbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Wayne Kerbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

AFS BROKERAGE, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2018

Series 63

Date: 7/5/2011

Series 7

Date: 11/19/2018

SIE

Date: 10/1/2018

Series 6

Date: 6/27/2011

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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