Alan J. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan John Reed JR., who also goes by Alan John Reed Jr., was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2003. Alan had worked at 15 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2023 - May 23, 2025
OPENYIELD TRADING LLC
November 6, 2020 - August 3, 2021
COINBASE SECURITIES, INC.
November 6, 2020 - August 3, 2021
COINBASE CAPITAL MARKETS CORP
November 11, 2016 - March 6, 2019
BIDS TRADING L.P.
May 30, 2013 - December 1, 2014
MPS GLOBAL SECURITIES, LLC
July 27, 2012 - December 4, 2014
MAREX CAPITAL MARKETS INC.
October 20, 2009 - March 16, 2012
MACQUARIE CAPITAL (USA) INC.
January 6, 2009 - July 1, 2009
ARKONIS CAPITAL LLC
March 6, 2006 - June 1, 2006
BRIDGE TRADING COMPANY
July 18, 2005 - March 6, 2008
NOMURA SECURITIES NORTH AMERICA, LLC
May 16, 2005 - June 30, 2005
LYNCH, JONES & RYAN LLC
May 16, 2005 - December 15, 2005
NASDAQ CAPITAL MARKETS ADVISORY LLC
May 16, 2005 - December 15, 2005
INET ATS, INC.
May 16, 2005 - June 1, 2006
INSTINET, LLC
May 16, 2005 - March 6, 2008
INSTINET, LLC
July 23, 2004 - April 6, 2005
BRIDGE TRADING COMPANY
November 13, 2003 - February 29, 2004
BRIDGE TRADING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 9/27/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/27/2023
General Securities Representative ExaminationSeries 99TO
Date: 9/27/2023
Operations Professional ExaminationCurrent Firm
OPENYIELD TRADING LLC
CRD#: 326199 / SEC#: , 8-71081
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
