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AR

Alan J. Reed

LIQUIDNET
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 4714801
AR

Professional summary

Alan John Reed JR., who also goes by Alan John Reed Jr., is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York and TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

Alan is registered as a RR (Registered Representative) and started their career in finance in 2003. Alan has worked at 17 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alan John Reed Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan John Reed JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2025 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281
BD
CRD#: 103987
NEW YORK, NY
Current

November 18, 2025 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008
BD
CRD#: 2762
New York, NY
Past

September 27, 2023 - May 23, 2025

OPENYIELD TRADING LLC

BD
CRD#: 326199
New York, NY
Past

November 6, 2020 - August 3, 2021

COINBASE SECURITIES, INC.

BD
CRD#: 151143
NEW YORK, NY
Past

November 6, 2020 - August 3, 2021

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
NEW YORK, NY
Past

November 11, 2016 - March 6, 2019

BIDS TRADING L.P.

BD
CRD#: 141296
NEW YORK, NY
Past

May 30, 2013 - December 1, 2014

MPS GLOBAL SECURITIES, LLC

BD
CRD#: 148689
NEW YORK, NY
Past

July 27, 2012 - December 4, 2014

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

October 20, 2009 - March 16, 2012

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

January 6, 2009 - July 1, 2009

ARKONIS CAPITAL LLC

BD
CRD#: 147798
WOODBURY, NY
Past

March 6, 2006 - June 1, 2006

BRIDGE TRADING COMPANY

BD
CRD#: 6822
NEW YORK, NY
Past

July 18, 2005 - March 6, 2008

NOMURA SECURITIES NORTH AMERICA, LLC

BD
CRD#: 42885
NEW YORK, NY
Past

May 16, 2005 - June 30, 2005

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY
Past

May 16, 2005 - December 15, 2005

NASDAQ CAPITAL MARKETS ADVISORY LLC

BD
CRD#: 104295
NEW YORK, NY
Past

May 16, 2005 - December 15, 2005

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

May 16, 2005 - June 1, 2006

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

May 16, 2005 - March 6, 2008

INSTINET, LLC

BD
CRD#: 7897
NEW YORK, NY
Past

July 23, 2004 - April 6, 2005

BRIDGE TRADING COMPANY

BD
CRD#: 6822
ST. LOUIS, MO
Past

November 13, 2003 - February 29, 2004

BRIDGE TRADING COMPANY

BD
CRD#: 6822
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/27/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/27/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/27/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

TI
TP ICAP GLOBAL MARKETS AMERICAS LLC
GARBAN CORPORATES GP | TP ICAP GLOBAL MARKETS AMERICAS LLC | MKI SECURITIES CORP. | ICAP CORPORATES LLC | GARBAN CORPORATES, INC. | GARBAN CORPORATES LLC

CRD#: 2762 / SEC#: , 8-12726

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey Street 6th Floor, New York, NY 10285
Mailing Address
200 Vesey Street 6th Floor, New York, NY 10285
Phone number
(201) 984-6889
Established
Delaware since 06/30/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INC.SOLE MEMBER
BERNARDO, SHAWN FRANCISCEO2513376
HALLIGAN, BRIAN JCHIEF COMPLIANCE OFFICER5016364
PEZEU, CHRISTIAN JEAN MICHELPRINCIPAL FINANCIAL OFFICER5661987

Disclosures

Regulatory Event32

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762New York, NY 10281

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